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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
26
iShares Core S&P Small-Cap ETF
IJR
$110B
$7.28M 1.03%
76,905
-2,460
-3% -$236K
RSP icon
27
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
$7.04M 1%
49,866
+888
+2% +$124K
V icon
28
Visa
V
$697B
$6.83M 0.97%
32,886
-446
-1% -$89.9K
ABT icon
29
Abbott
ABT
$187B
$6.72M 0.95%
61,236
-1,731
-3% -$179K
NVDA icon
30
NVIDIA
NVDA
$4.77T
$6.55M 0.93%
448,200
-19,100
-4% -$280K
WMT icon
31
Walmart Inc
WMT
$900B
$6.38M 0.9%
135,036
+144
+0.1% +$6.84K
MRK icon
32
Merck
MRK
$326B
$6.37M 0.9%
57,414
+643
+1% +$65.7K
VO icon
33
Vanguard Mid-Cap ETF
VO
$107B
$6.21M 0.88%
121,904
-5,164
-4% -$263K
GPC icon
34
Genuine Parts
GPC
$17.9B
$6.12M 0.87%
35,268
+204
+0.6% +$35.5K
UNP icon
35
Union Pacific
UNP
$175B
$6.11M 0.86%
29,511
-257
-0.9% -$52.7K
QQQ icon
36
Invesco QQQ Trust
QQQ
$445B
$6.07M 0.86%
22,785
-834
-4% -$231K
PFE icon
37
Pfizer
PFE
$144B
$5.78M 0.82%
112,880
+2,662
+2% +$128K
VZ icon
38
Verizon
VZ
$201B
$5.56M 0.79%
141,168
-3,457
-2% -$130K
COST icon
39
Costco
COST
$429B
$5.22M 0.74%
11,424
+26
+0.2% +$12.7K
ABBV icon
40
AbbVie
ABBV
$465B
$5.09M 0.72%
31,503
-1,975
-6% -$303K
CAT icon
41
Caterpillar
CAT
$387B
$4.86M 0.69%
20,287
+179
+0.9% +$39K
CSCO icon
42
Cisco
CSCO
$456B
$4.68M 0.66%
98,291
-1,423
-1% -$64.8K
VTIP icon
43
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$4.46M 0.63%
95,377
-49,604
-34% -$2.36M
KO icon
44
Coca-Cola
KO
$380B
$4.39M 0.62%
69,070
-2,556
-4% -$154K
NOBL icon
45
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$4.17M 0.59%
92,782
+560
+0.6% +$24.9K
RTX icon
46
RTX Corp
RTX
$295B
$4M 0.57%
39,668
-775
-2% -$72.9K
EMR icon
47
Emerson Electric
EMR
$85B
$3.96M 0.56%
41,211
-478
-1% -$43K
LMT icon
48
Lockheed Martin
LMT
$134B
$3.86M 0.55%
7,927
-26
-0.3% -$12.1K
MMM icon
49
3M
MMM
$94.1B
$3.82M 0.54%
38,105
-916
-2% -$93.4K
BAC icon
50
Bank of America
BAC
$439B
$3.8M 0.54%
114,649
+4,127
+4% +$142K
1
2
3 4 5

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C
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CNC
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MTCM
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FLAM
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Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.