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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
26
Intel
INTC
$440B
$7.11M 0.99%
111,106
+2,256
+2% +$134K
UNH icon
27
UnitedHealth
UNH
$387B
$6.97M 0.97%
18,732
+310
+2% +$107K
V icon
28
Visa
V
$700B
$6.71M 0.94%
31,670
+157
+0.5% +$33K
VO icon
29
Vanguard Mid-Cap ETF
VO
$107B
$6.64M 0.93%
119,936
+8,300
+7% +$450K
RSP icon
30
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
$6.62M 0.92%
46,715
-581
-1% -$78.4K
QQQ icon
31
Invesco QQQ Trust
QQQ
$447B
$6.29M 0.88%
19,719
+806
+4% +$258K
MMM icon
32
3M
MMM
$94.9B
$5.93M 0.83%
36,825
-282
-0.8% -$42.2K
WMT icon
33
Walmart Inc
WMT
$905B
$5.89M 0.82%
130,155
+4,296
+3% +$199K
NVDA icon
34
NVIDIA
NVDA
$4.8T
$5.82M 0.81%
436,200
+21,040
+5% +$283K
CVX icon
35
Chevron
CVX
$373B
$5.63M 0.79%
53,757
+1,928
+4% +$188K
UNP icon
36
Union Pacific
UNP
$178B
$5.47M 0.76%
24,803
-254
-1% -$53.3K
PEP icon
37
PepsiCo
PEP
$194B
$5.35M 0.75%
37,814
+1,243
+3% +$171K
CSCO icon
38
Cisco
CSCO
$460B
$5.25M 0.73%
101,548
+4,419
+5% +$207K
CRM icon
39
Salesforce
CRM
$149B
$4.64M 0.65%
21,885
+965
+5% +$215K
CAT icon
40
Caterpillar
CAT
$386B
$4.62M 0.64%
19,913
+924
+5% +$191K
LLY icon
41
Eli Lilly
LLY
$1.09T
$4.59M 0.64%
24,561
-844
-3% -$165K
T icon
42
AT&T
T
$169B
$4.52M 0.63%
197,651
+17,801
+10% +$394K
EMR icon
43
Emerson Electric
EMR
$84.9B
$4.45M 0.62%
49,338
-242
-0.5% -$20.8K
GPC icon
44
Genuine Parts
GPC
$17.9B
$4.43M 0.62%
38,331
+7
+0% +$745
KO icon
45
Coca-Cola
KO
$382B
$4.2M 0.59%
79,755
-1,190
-1% -$59.9K
MRK icon
46
Merck
MRK
$325B
$3.7M 0.52%
50,319
+4,571
+10% +$337K
ABBV icon
47
AbbVie
ABBV
$468B
$3.67M 0.51%
33,887
+299
+0.9% +$32K
FLRN icon
48
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$3.65M 0.51%
119,288
-85,269
-42% -$2.61M
RTX icon
49
RTX Corp
RTX
$293B
$3.57M 0.5%
46,184
-1,771
-4% -$129K
BMY icon
50
Bristol-Myers Squibb
BMY
$130B
$3.44M 0.48%
54,465
-562
-1% -$35K
1
2
3 4 5

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.