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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
26
Verizon
VZ
$198B
$6.37M 0.96%
108,458
-1,205
-1% -$71.6K
FLRN icon
27
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$6.26M 0.95%
204,557
-72,231
-26% -$2.21M
AGG icon
28
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.14M 0.93%
51,975
+5,280
+11% +$622K
WMT icon
29
Walmart Inc
WMT
$889B
$6.05M 0.91%
125,859
+156
+0.1% +$7.58K
RSP icon
30
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$6.03M 0.91%
47,296
+1,211
+3% +$144K
QQQ icon
31
Invesco QQQ Trust
QQQ
$449B
$5.93M 0.9%
18,913
+234
+1% +$68.7K
VO icon
32
Vanguard Mid-Cap ETF
VO
$107B
$5.77M 0.87%
111,636
-764
-0.7% -$37K
PEP icon
33
PepsiCo
PEP
$191B
$5.42M 0.82%
36,571
-60
-0.2% -$8.53K
MMM icon
34
3M
MMM
$91.9B
$5.42M 0.82%
37,107
-506
-1% -$71.8K
INTC icon
35
Intel
INTC
$462B
$5.42M 0.82%
108,850
-2,095
-2% -$102K
NVDA icon
36
NVIDIA
NVDA
$4.76T
$5.42M 0.82%
415,160
+2,920
+0.7% +$39.1K
UNP icon
37
Union Pacific
UNP
$178B
$5.22M 0.79%
25,057
-72
-0.3% -$14.4K
CRM icon
38
Salesforce
CRM
$142B
$4.66M 0.7%
20,920
+35
+0.2% +$8.51K
KO icon
39
Coca-Cola
KO
$362B
$4.44M 0.67%
80,945
-345
-0.4% -$17.8K
CVX icon
40
Chevron
CVX
$378B
$4.38M 0.66%
51,829
-493
-0.9% -$39.9K
CSCO icon
41
Cisco
CSCO
$452B
$4.35M 0.66%
97,129
-5,781
-6% -$238K
LLY icon
42
Eli Lilly
LLY
$1.07T
$4.29M 0.65%
25,405
-337
-1% -$50.3K
EMR icon
43
Emerson Electric
EMR
$83.6B
$3.98M 0.6%
49,580
-956
-2% -$71.1K
T icon
44
AT&T
T
$167B
$3.91M 0.59%
179,850
-2,767
-2% -$59.7K
GPC icon
45
Genuine Parts
GPC
$17.6B
$3.85M 0.58%
38,324
-1,408
-4% -$138K
ABBV icon
46
AbbVie
ABBV
$454B
$3.6M 0.54%
33,588
+575
+2% +$55.3K
MRK icon
47
Merck
MRK
$323B
$3.57M 0.54%
45,748
-299
-0.6% -$22.9K
CAT icon
48
Caterpillar
CAT
$402B
$3.46M 0.52%
18,989
-100
-0.5% -$17K
RTX icon
49
RTX Corp
RTX
$294B
$3.43M 0.52%
47,955
-4,282
-8% -$281K
BMY icon
50
Bristol-Myers Squibb
BMY
$128B
$3.41M 0.52%
55,027
-6,406
-10% -$394K
1
2
3 4 5

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CNC
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AIM
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.