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Caldwell Trust Portfolio holdings

AUM $1.24B Turnover 12.57%
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55
Avg Time Held
0.7 years
Top 10 Avg Time Held
0.7 years
Top 20 Avg Time Held
0.7 years

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.15%
2 Technology 15.42%
3 Consumer Discretionary 10.03%
4 Healthcare 9.93%
5 Financials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
INTC icon
26
Intel
INTC
$475B
$5.74M 0.94%
110,945
-16,900
-13% -$879K
2019 Q4
3 quarters
BLK icon
27
Blackrock
BLK
$176B
$5.74M 0.94%
10,181
-709
-7% -$405K
2019 Q4
3 quarters
UNH icon
28
UnitedHealth
UNH
$360B
$5.71M 0.94%
18,300
-760
-4% -$233K
2019 Q4
3 quarters
NVDA icon
29
NVIDIA
NVDA
$5.17T
$5.58M 0.92%
412,240
+17,920
+5% +$209K
2019 Q4
3 quarters
AGG icon
30
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.51M 0.91%
46,695
-1,594
-3% -$189K
2019 Q4
3 quarters
CRM icon
31
Salesforce
CRM
$198B
$5.25M 0.86%
20,885
-941
-4% -$206K
2019 Q4
3 quarters
IJR icon
32
iShares Core S&P Small-Cap ETF
IJR
$102B
$5.24M 0.86%
74,608
-10,148
-12% -$727K
2019 Q4
3 quarters
QQQ icon
33
Invesco QQQ Trust
QQQ
$475B
$5.19M 0.85%
18,679
+521
+3% +$141K
2019 Q4
3 quarters
PEP icon
34
PepsiCo
PEP
$179B
$5.08M 0.83%
36,631
-4,592
-11% -$625K
2019 Q4
3 quarters
MMM icon
35
3M
MMM
$85B
$5.04M 0.83%
37,613
-1,258
-3% -$169K
2019 Q4
3 quarters
RSP icon
36
Invesco S&P 500 Equal Weight ETF
RSP
$97.8B
$4.98M 0.82%
46,085
-3,901
-8% -$421K
2019 Q4
3 quarters
VO icon
37
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$4.95M 0.81%
112,400
-20,144
-15% -$878K
2019 Q4
3 quarters
UNP icon
38
Union Pacific
UNP
$172B
$4.95M 0.81%
25,129
-1,464
-6% -$272K
2019 Q4
3 quarters
CSCO icon
39
Cisco
CSCO
$423B
$4.05M 0.67%
102,910
-11,566
-10% -$504K
2019 Q4
3 quarters
KO icon
40
Coca-Cola
KO
$404B
$4.01M 0.66%
81,290
-7,211
-8% -$347K
2019 Q4
3 quarters
T icon
41
AT&T
T
$161B
$3.93M 0.65%
182,617
-25,276
-12% -$565K
2019 Q4
3 quarters
LLY icon
42
Eli Lilly
LLY
$1.12T
$3.81M 0.63%
25,742
-1,681
-6% -$260K
2019 Q4
3 quarters
IBM icon
43
IBM
IBM
$219B
$3.8M 0.62%
32,663
+6,608
+25% +$778K
2019 Q4
3 quarters
GPC icon
44
Genuine Parts
GPC
$18.5B
$3.78M 0.62%
39,732
-6,977
-15% -$649K
2019 Q4
3 quarters
CVX icon
45
Chevron
CVX
$441B
$3.77M 0.62%
52,322
-2,985
-5% -$251K
2019 Q4
3 quarters
BMY icon
46
Bristol-Myers Squibb
BMY
$122B
$3.7M 0.61%
61,433
-4,315
-7% -$260K
2019 Q4
3 quarters
MRK icon
47
Merck
MRK
$360B
$3.64M 0.6%
46,047
-1,297
-3% -$102K
2019 Q4
3 quarters
EMR icon
48
Emerson Electric
EMR
$90.1B
$3.31M 0.54%
50,536
-5,427
-10% -$357K
2019 Q4
3 quarters
SJNK icon
49
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.37B
$3.16M 0.52%
122,321
-7,879
-6% -$203K
2019 Q4
3 quarters
RTX icon
50
RTX Corp
RTX
$261B
$3.01M 0.49%
52,237
-10,128
-16% -$617K
2019 Q4
3 quarters
1
2
3 4 5

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Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, up from 27% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.