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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRL icon
451
Hormel Foods
HRL
$14.1B
$46.1K 0.01%
1,212
– –
RSG icon
452
Republic Services
RSG
$66.6B
$45.9K 0.01%
322
– –
LEG icon
453
Leggett & Platt
LEG
$1.47B
$45.6K 0.01%
1,796
– –
ITT icon
454
ITT
ITT
$17.8B
$45K 0.01%
460
– –
CHY
455
Calamos Convertible and High Income Fund
CHY
$1B
$44.6K 0.01%
4,000
– –
DY icon
456
Dycom Industries
DY
$12.1B
$44.5K 0.01%
500
– –
BABA icon
457
Alibaba
BABA
$276B
$43.9K 0.01%
506
– –
SSNC icon
458
SS&C Technologies
SSNC
$18.8B
$43.5K 0.01%
828
– –
HCI icon
459
HCI Group
HCI
$2.29B
$43.5K 0.01%
801
– –
MLM icon
460
Martin Marietta Materials
MLM
$35B
$43.1K 0.01%
105
+10
+11% +$4.42K
HOLX
461
DELISTED
Hologic
HOLX
$43K 0.01%
619
+569
+1,138% +$43K
RGLD icon
462
Royal Gold
RGLD
$16.6B
$42.5K 0.01%
400
– –
WBA
463
DELISTED
Walgreens Boots Alliance
WBA
$42.4K 0.01%
1,907
– –
MRNA icon
464
Moderna
MRNA
$22.1B
$42.2K 0.01%
409
+65
+19% +$7.25K
BAX icon
465
Baxter International
BAX
$12.6B
$41.5K 0.01%
1,100
– –
ES icon
466
Eversource Energy
ES
$28.4B
$41.2K 0.01%
708
– –
WBD icon
467
Warner Bros
WBD
$64.2B
$40.8K 0.01%
3,754
-2,463
-40% -$30.7K
LUV icon
468
Southwest Airlines
LUV
$22.7B
$40.5K 0.01%
1,495
– –
SBCF icon
469
Seacoast Banking Corp of Florida
SBCF
$3.27B
$40.2K 0.01%
1,829
– –
MTCH icon
470
Match Group
MTCH
$9.16B
$40.2K 0.01%
1,025
– –
SUB icon
471
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$40.1K 0.01%
390
– –
ENB icon
472
Enbridge
ENB
$121B
$39.2K 0.01%
1,182
-355
-23% -$12.6K
GUNR icon
473
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$38.4K 0.01%
950
-30
-3% -$1.23K
EPD icon
474
Enterprise Products Partners
EPD
$83.6B
$38.3K 0.01%
1,400
– –
IJK icon
475
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$37.6K 0.01%
520
– –
17 18
19
20 21

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.