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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
451
FirstEnergy
FE
$28.7B
$41.5K 0.01%
989
+226
+30% +$8.84K
NGG icon
452
National Grid
NGG
$81.3B
$41.4K 0.01%
729
+482
+195% +$25.8K
ADSK icon
453
Autodesk
ADSK
$50.1B
$40.9K 0.01%
219
-37
-14% -$7.42K
MQT
454
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$40.9K 0.01%
4,000
– –
IWV icon
455
iShares Russell 3000 ETF
IWV
$19.5B
$40.8K 0.01%
185
-325
-64% -$72.2K
BHP icon
456
BHP
BHP
$213B
$40.3K 0.01%
650
– –
WELL icon
457
Welltower
WELL
$172B
$40K 0.01%
610
– –
BKH icon
458
Black Hills Corp
BKH
$5.69B
$39.6K 0.01%
563
– –
VKQ icon
459
Invesco Municipal Trust
VKQ
$541M
$39.6K 0.01%
4,000
– –
MINT icon
460
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$39.5K 0.01%
400
– –
PGR icon
461
Progressive
PGR
$128B
$38.9K 0.01%
300
– –
FLG
462
Flagstar Bank National Association
FLG
$5.83B
$38.7K 0.01%
1,500
– –
LNT icon
463
Alliant Energy
LNT
$19.1B
$38.6K 0.01%
700
– –
BRO icon
464
Brown & Brown
BRO
$25B
$38.5K 0.01%
676
– –
FCX icon
465
Freeport-McMoran
FCX
$88.6B
$38K 0.01%
1,000
– –
EXG icon
466
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$37.7K 0.01%
4,998
– –
TAXF icon
467
American Century Diversified Municipal Bond ETF
TAXF
$684M
$37.7K 0.01%
770
– –
FIS icon
468
Fidelity National Information Services
FIS
$23.2B
$37.4K 0.01%
551
– –
NLY icon
469
Annaly Capital Management
NLY
$17.4B
$37.4K 0.01%
1,773
+125
+8% +$2.46K
MRNA icon
470
Moderna
MRNA
$22.1B
$36.3K 0.01%
202
+137
+211% +$22.4K
SHOP icon
471
Shopify
SHOP
$169B
$35.9K 0.01%
1,035
-1,250
-55% -$42.7K
DG icon
472
Dollar General
DG
$27.8B
$35.7K 0.01%
145
– –
IJK icon
473
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$35.5K 0.01%
520
– –
OGS icon
474
ONE Gas
OGS
$5.06B
$35.3K 0.01%
466
– –
TBX icon
475
ProShares Short 7-10 Year Treasury
TBX
$15.8M
$34.9K ﹤0.01%
1,217
-49
-4% -$1.4K
17 18
19
20 21

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SL
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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.