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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$53.2M
Cap. Flow
-$14M
Cap. Flow %
-2.08%
Top 10 Hldgs %
28.37%
Holding
745
New
6
Increased
115
Reduced
187
Closed
24

Top Buys

Rank Stock Value
1
BXSL icon
Blackstone Secured Lending
BXSL
+$2.56M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.66M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.08M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$418K
5
TMUS icon
T-Mobile US
TMUS
+$330K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
3
GLD icon
SPDR Gold Trust
GLD
+$1.46M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$759K
5
MSFT icon
Microsoft
MSFT
+$552K

Sector Composition

Rank Sector Weight
1 Technology 14.57%
2 Healthcare 10.91%
3 Financials 10.58%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTM icon
451
DT Midstream
DTM
$14.1B
$43K 0.01%
828
– –
ARTY
452
iShares Future AI & Tech ETF
ARTY
$3.35B
$42.9K 0.01%
1,800
+1,000
+125% +$27.4K
TT icon
453
Trane Technologies
TT
$104B
$42.3K 0.01%
292
– –
FIS icon
454
Fidelity National Information Services
FIS
$23.2B
$41.6K 0.01%
551
– –
PWR icon
455
Quanta Services
PWR
$88.3B
$41.5K 0.01%
326
– –
HBAN icon
456
Huntington Bancshares
HBAN
$35B
$41K 0.01%
3,108
– –
BRO icon
457
Brown & Brown
BRO
$25B
$40.9K 0.01%
676
– –
MUI
458
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$40.8K 0.01%
3,754
– –
CHY
459
Calamos Convertible and High Income Fund
CHY
$1B
$40.4K 0.01%
4,000
-3,000
-43% -$36.6K
LUV icon
460
Southwest Airlines
LUV
$22.7B
$40.2K 0.01%
1,305
– –
MQT
461
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$40.1K 0.01%
4,000
– –
MDU icon
462
MDU Resources
MDU
$4.31B
$39.8K 0.01%
3,829
-547
-13% -$6.04K
MINT icon
463
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$39.5K 0.01%
400
– –
WELL icon
464
Welltower
WELL
$172B
$39.2K 0.01%
610
– –
IAU icon
465
iShares Gold Trust
IAU
$62.5B
$39.2K 0.01%
1,242
– –
EIM
466
Eaton Vance Municipal Bond Fund
EIM
$493M
$38.8K 0.01%
4,006
– –
EQR icon
467
Equity Residential
EQR
$25.5B
$38.7K 0.01%
575
+375
+188% +$27.7K
NEM icon
468
Newmont
NEM
$96.4B
$38.5K 0.01%
915
– –
FLG
469
Flagstar Bank National Association
FLG
$5.83B
$38.4K 0.01%
1,500
– –
BKH icon
470
Black Hills Corp
BKH
$5.69B
$38.1K 0.01%
563
– –
RGLD icon
471
Royal Gold
RGLD
$16.6B
$37.5K 0.01%
400
– –
LNT icon
472
Alliant Energy
LNT
$19.1B
$37.1K 0.01%
700
– –
HAL icon
473
Halliburton
HAL
$26.1B
$36.9K 0.01%
1,500
-300
-17% -$8.58K
TAXF icon
474
American Century Diversified Municipal Bond ETF
TAXF
$684M
$36.7K 0.01%
770
– –
VKQ icon
475
Invesco Municipal Trust
VKQ
$541M
$36.6K 0.01%
4,000
– –
17 18
19
20 21

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Trust held 745 positions worth $673M, down 7.3% from $727M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 4%. Caldwell Trust opened 6 new positions and exited 24, leaving the 745-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 18,194 shares worth $1.67M.
  • Caldwell Trust added most to Blackstone Secured Lending in Q3 2022, an estimated $2.56M increase.
  • Caldwell Trust's biggest Q3 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.76M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q3 2022, selling an estimated $255K.
  • Caldwell Trust's ten largest holdings make up 28% of its $673M portfolio in Q3 2022.
  • Caldwell Trust opened 6 new positions and closed 24 in Q3 2022.
  • Caldwell Trust's portfolio value fell 7.3% quarter-over-quarter to $673M.

Based on Caldwell Trust's 13F filing for Q3 2022, filed 1 Oct 2025.