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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSQ icon
451
Calamos Strategic Total Return Fund
CSQ
$3.15B
$43.5K 0.01%
2,526
– –
RGLD icon
452
Royal Gold
RGLD
$16.4B
$43K 0.01%
400
– –
GNTX icon
453
Gentex
GNTX
$5.15B
$42.8K 0.01%
1,200
+1,000
+500% +$35.5K
LEG icon
454
Leggett & Platt
LEG
$1.4B
$42.6K 0.01%
933
-641
-41% -$28.5K
NOW icon
455
ServiceNow
NOW
$117B
$42.5K 0.01%
425
– –
HES
456
DELISTED
Hess
HES
$42.5K 0.01%
600
– –
STX icon
457
Seagate
STX
$171B
$42.4K 0.01%
553
– –
MIDD icon
458
Middleby
MIDD
$5.95B
$41.9K 0.01%
253
– –
FTNT icon
459
Fortinet
FTNT
$107B
$41.5K 0.01%
1,125
– –
EFR
460
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$41.4K 0.01%
3,000
– –
CHTR icon
461
Charter Communications
CHTR
$16.7B
$41.3K 0.01%
67
– –
TDG icon
462
TransDigm Group
TDG
$71.7B
$41.2K 0.01%
70
-8
-10% -$4.71K
IVE icon
463
iShares S&P 500 Value ETF
IVE
$49.5B
$41K 0.01%
290
– –
MINT icon
464
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$40.8K 0.01%
400
– –
IJK icon
465
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$40.8K 0.01%
520
– –
ESGV icon
466
Vanguard ESG US Stock ETF
ESGV
$12.9B
$40.6K 0.01%
550
+75
+16% +$5.43K
VTRS icon
467
Viatris
VTRS
$20.9B
$40.5K 0.01%
2,898
-2,268
-44% -$37K
BNS icon
468
Scotiabank
BNS
$106B
$40.2K 0.01%
643
– –
RS icon
469
Reliance Steel & Aluminium
RS
$21B
$39.9K 0.01%
262
– –
EPD icon
470
Enterprise Products Partners
EPD
$84.8B
$39.9K 0.01%
1,810
– –
KMX icon
471
CarMax
KMX
$8.52B
$39.8K 0.01%
300
– –
CMA
472
DELISTED
Comerica
CMA
$39.4K 0.01%
549
– –
ILMN icon
473
Illumina
ILMN
$29.3B
$38.4K 0.01%
103
– –
UGI icon
474
UGI
UGI
$7.97B
$38.2K 0.01%
932
– –
EEMV icon
475
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.37B
$37.9K 0.01%
600
– –
17 18
19
20 21

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.