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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTE icon
451
TotalEnergies
TTE
$193B
$35.3K 0.01%
1,030
-120
-10% -$4.57K
EFR
452
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$34.9K 0.01%
3,000
– –
JKHY icon
453
Jack Henry & Associates
JKHY
$11.4B
$34.6K 0.01%
213
– –
SLV icon
454
iShares Silver Trust
SLV
$27.7B
$34.6K 0.01%
+1,600
New +$36.4K
MMP
455
DELISTED
Magellan Midstream Partners, L.P.
MMP
$34.2K 0.01%
1,000
– –
LECO icon
456
Lincoln Electric
LECO
$14.1B
$34.1K 0.01%
371
– –
CSQ icon
457
Calamos Strategic Total Return Fund
CSQ
$3.13B
$34K 0.01%
2,526
– –
DOC icon
458
Healthpeak Properties
DOC
$15.5B
$33.8K 0.01%
1,245
– –
BLV icon
459
Vanguard Long-Term Bond ETF
BLV
$5.74B
$33.6K 0.01%
300
– –
JPS
460
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$33.2K 0.01%
3,769
-1,250
-25% -$11.1K
EEMV icon
461
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$33.1K 0.01%
600
– –
DNKN
462
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$32.8K 0.01%
400
– –
IVE icon
463
iShares S&P 500 Value ETF
IVE
$49.1B
$32.6K 0.01%
290
– –
KHC icon
464
Kraft Heinz
KHC
$32.8B
$32.6K 0.01%
1,088
-214
-16% -$7.12K
WCLD
465
WisdomTree Cloud Computing Fund
WCLD
$270M
$32.3K 0.01%
+756
New +$31.2K
EIX icon
466
Edison International
EIX
$30.3B
$32.2K 0.01%
633
– –
BNS icon
467
Scotiabank
BNS
$105B
$32.1K 0.01%
773
-1,050
-58% -$44.1K
L icon
468
Loews
L
$24.5B
$31.3K 0.01%
900
– –
EMN icon
469
Eastman Chemical
EMN
$7.69B
$31.2K 0.01%
400
-50
-11% -$3.77K
COR
470
DELISTED
Coresite Realty Corporation
COR
$31.1K 0.01%
262
– –
IJK icon
471
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$31.1K 0.01%
520
-40
-7% -$2.38K
LNT icon
472
Alliant Energy
LNT
$18.6B
$31K 0.01%
600
– –
ILMN icon
473
Illumina
ILMN
$29.5B
$30.9K 0.01%
103
– –
UGI icon
474
UGI
UGI
$7.87B
$30.7K 0.01%
932
– –
BRO icon
475
Brown & Brown
BRO
$25.1B
$30.6K 0.01%
676
– –
17 18
19
20 21

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SL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.