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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
426
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$58.8K 0.01%
800
– –
IP icon
427
International Paper
IP
$23.3B
$58.8K 0.01%
1,110
– –
OEF icon
428
iShares S&P 100 ETF
OEF
$19.8B
$58.2K 0.01%
295
– –
MFL
429
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$58.1K 0.01%
4,000
– –
FLG
430
Flagstar Bank National Association
FLG
$5.83B
$57.9K 0.01%
1,500
– –
MQT
431
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$57.6K 0.01%
4,000
– –
SAP icon
432
SAP
SAP
$209B
$57.4K 0.01%
425
-79
-16% -$11.5K
SWK icon
433
Stanley Black & Decker
SWK
$14.6B
$57K 0.01%
325
-114
-26% -$22.2K
FRME icon
434
First Merchants
FRME
$2.74B
$54.4K 0.01%
1,300
– –
SDOG icon
435
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$53.6K 0.01%
1,050
– –
EEMV icon
436
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.41B
$53.3K 0.01%
850
+250
+42% +$15.7K
ACLC
437
American Century Large Cap Equity ETF
ACLC
$303M
$52.9K 0.01%
974
– –
NOW icon
438
ServiceNow
NOW
$114B
$52.9K 0.01%
425
– –
DBEF icon
439
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
$52.7K 0.01%
1,396
+1,250
+856% +$47.7K
PGX icon
440
Invesco Preferred ETF
PGX
$3.81B
$52.6K 0.01%
3,500
– –
EBAY icon
441
eBay
EBAY
$52.1B
$51.1K 0.01%
734
-200
-21% -$14.3K
ATVI
442
DELISTED
Activision Blizzard
ATVI
$50.8K 0.01%
657
– –
GWW icon
443
W.W. Grainger
GWW
$66B
$50.7K 0.01%
129
– –
TT icon
444
Trane Technologies
TT
$104B
$50.4K 0.01%
292
– –
WELL icon
445
Welltower
WELL
$172B
$50.3K 0.01%
610
-600
-50% -$51.6K
KTB icon
446
Kontoor Brands
KTB
$4.87B
$50K 0.01%
+1,000
New +$55.4K
EXG icon
447
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$49.9K 0.01%
+4,998
New +$52.1K
INGR icon
448
Ingredion
INGR
$6.48B
$49.8K 0.01%
560
– –
NEM icon
449
Newmont
NEM
$96.4B
$49.7K 0.01%
915
– –
MDU icon
450
MDU Resources
MDU
$4.31B
$49.4K 0.01%
4,376
– –
16 17
18
19 20

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.