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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
426
Invesco Preferred ETF
PGX
$3.81B
$52.5K 0.01%
3,500
– –
IRT icon
427
Independence Realty Trust
IRT
$3.93B
$52.5K 0.01%
3,452
– –
MHK icon
428
Mohawk Industries
MHK
$7.14B
$51.9K 0.01%
270
– –
GWW icon
429
W.W. Grainger
GWW
$66B
$51.7K 0.01%
129
+5
+4% +$1.93K
NMZ icon
430
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$50.5K 0.01%
3,500
– –
INGR icon
431
Ingredion
INGR
$6.48B
$50.4K 0.01%
560
– –
CNS icon
432
Cohen & Steers
CNS
$4.24B
$50K 0.01%
765
– –
HBAN icon
433
Huntington Bancshares
HBAN
$35B
$48.9K 0.01%
3,108
– –
AEE icon
434
Ameren
AEE
$31.1B
$48.8K 0.01%
600
– –
BHP icon
435
BHP
BHP
$213B
$48.6K 0.01%
785
– –
NDAQ icon
436
Nasdaq
NDAQ
$53.6B
$48.4K 0.01%
984
– –
TT icon
437
Trane Technologies
TT
$104B
$48.3K 0.01%
292
– –
ENB icon
438
Enbridge
ENB
$121B
$48.2K 0.01%
1,324
-147
-10% -$5.17K
HRL icon
439
Hormel Foods
HRL
$14.1B
$47K 0.01%
984
– –
WSM icon
440
Williams-Sonoma
WSM
$27.8B
$46.8K 0.01%
522
– –
TTE icon
441
TotalEnergies
TTE
$187B
$46.5K 0.01%
1,000
– –
DY icon
442
Dycom Industries
DY
$12.1B
$46.4K 0.01%
500
– –
L icon
443
Loews
L
$24.6B
$46.2K 0.01%
900
– –
YUM icon
444
Yum! Brands
YUM
$41.4B
$46.1K 0.01%
426
– –
LECO icon
445
Lincoln Electric
LECO
$14.6B
$45.6K 0.01%
371
– –
CHKP icon
446
Check Point Software Technologies
CHKP
$14.1B
$44.8K 0.01%
400
-20
-5% -$2.41K
EMN icon
447
Eastman Chemical
EMN
$7.79B
$44K 0.01%
400
– –
CUZ icon
448
Cousins Properties
CUZ
$5.22B
$43.9K 0.01%
1,241
– –
WMB icon
449
Williams Companies
WMB
$85.8B
$43.6K 0.01%
1,842
– –
VSGX icon
450
Vanguard ESG International Stock ETF
VSGX
$6.42B
$43.6K 0.01%
710
– –
16 17
18
19 20

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.