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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
401
Ulta Beauty
ULTA
$21.6B
$66.3K 0.01%
166
– –
DVN icon
402
Devon Energy
DVN
$49.2B
$66.3K 0.01%
1,389
+1,104
+387% +$55.6K
BBH icon
403
VanEck Biotech ETF
BBH
$409M
$66.2K 0.01%
425
– –
FTNT icon
404
Fortinet
FTNT
$110B
$66K 0.01%
1,125
– –
IVE icon
405
iShares S&P 500 Value ETF
IVE
$49.6B
$64.6K 0.01%
420
+40
+11% +$6.46K
PLD icon
406
Prologis
PLD
$137B
$63.6K 0.01%
567
-44
-7% -$5.38K
WMB icon
407
Williams Companies
WMB
$85.8B
$63.2K 0.01%
1,876
– –
LECO icon
408
Lincoln Electric
LECO
$14.6B
$62.9K 0.01%
346
– –
WPC icon
409
W.P. Carey
WPC
$16.8B
$62.2K 0.01%
1,174
– –
NRG icon
410
NRG Energy
NRG
$26.9B
$61.6K 0.01%
1,600
– –
YUMC icon
411
Yum China
YUMC
$15.6B
$60.8K 0.01%
1,092
– –
ASH icon
412
Ashland
ASH
$3.11B
$60.4K 0.01%
739
+700
+1,795% +$60.6K
TD icon
413
Toronto Dominion Bank
TD
$199B
$60.3K 0.01%
1,000
-12
-1% -$748
TT icon
414
Trane Technologies
TT
$104B
$59.3K 0.01%
292
– –
MU icon
415
Micron Technology
MU
$927B
$57.8K 0.01%
850
– –
BIP icon
416
Brookfield Infrastructure Partners
BIP
$19.3B
$57.8K 0.01%
1,966
-330
-14% -$10.9K
CMS icon
417
CMS Energy
CMS
$23B
$57.7K 0.01%
1,087
– –
CF icon
418
CF Industries
CF
$18.9B
$57.1K 0.01%
666
– –
L icon
419
Loews
L
$24.6B
$57K 0.01%
900
– –
NHI icon
420
National Health Investors
NHI
$3.81B
$56.5K 0.01%
1,100
– –
IJT icon
421
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
$56.4K 0.01%
514
– –
PPL
422
PPL Corp
PPL
$27.3B
$56.3K 0.01%
2,388
-4,090
-63% -$106K
HIFS icon
423
Hingham Institution for Saving
HIFS
$634M
$56K 0.01%
300
– –
SHY icon
424
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$55.9K 0.01%
690
– –
NOW icon
425
ServiceNow
NOW
$114B
$55.3K 0.01%
495
+70
+16% +$7.99K
15 16
17
18 19

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
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AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.