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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
401
iShares Russell 1000 ETF
IWB
$47.1B
$52.6K 0.01%
281
– –
HCI icon
402
HCI Group
HCI
$2.34B
$52.4K 0.01%
1,063
– –
RY icon
403
Royal Bank of Canada
RY
$287B
$52.3K 0.01%
746
-96
-11% -$6.9K
MQT
404
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$52.3K 0.01%
4,000
– –
BEN icon
405
Franklin Resources
BEN
$16.8B
$51.6K 0.01%
2,538
-255
-9% -$5.36K
PGX icon
406
Invesco Preferred ETF
PGX
$3.79B
$51.6K 0.01%
3,500
– –
USMV icon
407
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$51K 0.01%
800
– –
CHKP icon
408
Check Point Software Technologies
CHKP
$14.3B
$50.5K 0.01%
420
-80
-16% -$9.76K
CINF icon
409
Cincinnati Financial
CINF
$27.8B
$49.9K 0.01%
640
-24
-4% -$1.86K
FTV icon
410
Fortive
FTV
$18.2B
$49.5K 0.01%
1,031
-475
-32% -$21.7K
TSCO icon
411
Tractor Supply
TSCO
$16.3B
$49.3K 0.01%
1,720
– –
SNA icon
412
Snap-on
SNA
$21.5B
$49K 0.01%
333
– –
LUV icon
413
Southwest Airlines
LUV
$21.7B
$48.9K 0.01%
1,305
-1,415
-52% -$50.3K
DLR icon
414
Digital Realty Trust
DLR
$69.6B
$48.9K 0.01%
333
-66
-17% -$9.89K
EBAY icon
415
eBay
EBAY
$51.2B
$48.7K 0.01%
934
– –
HRL icon
416
Hormel Foods
HRL
$14.2B
$48.1K 0.01%
984
– –
RGLD icon
417
Royal Gold
RGLD
$16.6B
$48.1K 0.01%
400
– –
PRK icon
418
Park National Corp
PRK
$3.84B
$47.6K 0.01%
581
– –
AEE icon
419
Ameren
AEE
$30.4B
$47.4K 0.01%
600
– –
NMZ icon
420
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$47.2K 0.01%
3,500
– –
OSK icon
421
Oshkosh
OSK
$8.91B
$46.6K 0.01%
634
+300
+90% +$23.1K
OEF icon
422
iShares S&P 100 ETF
OEF
$19.5B
$45.9K 0.01%
295
– –
GWW icon
423
W.W. Grainger
GWW
$64.2B
$44.2K 0.01%
124
– –
GATX icon
424
GATX Corp
GATX
$6.45B
$43K 0.01%
675
– –
CNS icon
425
Cohen & Steers
CNS
$4.2B
$42.6K 0.01%
765
– –
15 16
17
18 19

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SL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.