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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
401
iShares Russell 2000 Growth ETF
IWO
$14.4B
$53.4K 0.01%
258
– –
CNS icon
402
Cohen & Steers
CNS
$4.24B
$52.1K 0.01%
765
– –
XYL icon
403
Xylem
XYL
$29.7B
$52K 0.01%
800
– –
BNY
404
Bank of New York Mellon
BNY
$106B
$51.9K 0.01%
1,344
– –
MFL
405
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$51.7K 0.01%
4,000
– –
CTSH icon
406
Cognizant
CTSH
$23.8B
$51.1K 0.01%
900
– –
MQT
407
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$51.1K 0.01%
4,000
– –
JCI icon
408
Johnson Controls International
JCI
$85.6B
$51K 0.01%
1,493
– –
HIFS icon
409
Hingham Institution for Saving
HIFS
$634M
$50.3K 0.01%
300
– –
ATVI
410
DELISTED
Activision Blizzard
ATVI
$49.9K 0.01%
657
– –
RGLD icon
411
Royal Gold
RGLD
$16.6B
$49.7K 0.01%
400
– –
PGX icon
412
Invesco Preferred ETF
PGX
$3.81B
$49.4K 0.01%
3,500
– –
HCI icon
413
HCI Group
HCI
$2.29B
$49.1K 0.01%
1,063
– –
EBAY icon
414
eBay
EBAY
$52.1B
$49K 0.01%
934
– –
SWK icon
415
Stanley Black & Decker
SWK
$14.6B
$48.8K 0.01%
350
-50
-13% -$6.03K
SJM icon
416
J.M. Smucker
SJM
$13.2B
$48.6K 0.01%
459
-50
-10% -$5.62K
OXY icon
417
Occidental Petroleum
OXY
$53.6B
$48.5K 0.01%
2,653
-3,103
-54% -$48.9K
USMV icon
418
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$48.5K 0.01%
800
– –
IWB icon
419
iShares Russell 1000 ETF
IWB
$47.9B
$48.2K 0.01%
281
– –
NEAR icon
420
iShares Short Maturity Bond ETF
NEAR
$4.82B
$47.9K 0.01%
957
-1
-0.1% -$49
HRL icon
421
Hormel Foods
HRL
$14.1B
$47.5K 0.01%
984
– –
EPD icon
422
Enterprise Products Partners
EPD
$83.6B
$47.4K 0.01%
2,610
-7,200
-73% -$129K
INGR icon
423
Ingredion
INGR
$6.48B
$46.5K 0.01%
560
– –
NMZ icon
424
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$46.2K 0.01%
3,500
– –
SNA icon
425
Snap-on
SNA
$21.7B
$46.1K 0.01%
333
– –
15 16
17
18 19

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.