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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COKE icon
376
Coca-Cola Consolidated
COKE
$13B
$79.5K 0.01%
1,250
– –
RY icon
377
Royal Bank of Canada
RY
$295B
$79K 0.01%
903
+182
+25% +$16.9K
TTE icon
378
TotalEnergies
TTE
$187B
$78.3K 0.01%
1,191
-200
-14% -$12.4K
HPQ icon
379
HP
HPQ
$25.9B
$77.2K 0.01%
3,002
+929
+45% +$28.5K
SCHA icon
380
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$75.4K 0.01%
3,640
– –
ARW icon
381
Arrow Electronics
ARW
$10.8B
$75.1K 0.01%
600
– –
CTSH icon
382
Cognizant
CTSH
$23.8B
$74.7K 0.01%
1,103
– –
BEN icon
383
Franklin Resources
BEN
$17.3B
$74K 0.01%
3,009
– –
XEL icon
384
Xcel Energy
XEL
$50.1B
$73.5K 0.01%
1,284
– –
GATX icon
385
GATX Corp
GATX
$6.6B
$73.5K 0.01%
675
– –
EEM icon
386
iShares MSCI Emerging Markets ETF
EEM
$28B
$72.5K 0.01%
1,910
– –
SUSA icon
387
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$72K 0.01%
800
-100
-11% -$9.41K
LYB icon
388
LyondellBasell Industries
LYB
$18.8B
$71K 0.01%
750
– –
ESGV icon
389
Vanguard ESG US Stock ETF
ESGV
$13B
$71K 0.01%
944
-96
-9% -$7.53K
DG icon
390
Dollar General
DG
$27.8B
$70.1K 0.01%
663
+275
+71% +$41K
QCLN icon
391
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$589M
$69.1K 0.01%
1,620
-4,570
-74% -$223K
BYM
392
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$69K 0.01%
7,000
– –
IT icon
393
Gartner
IT
$10.4B
$68.7K 0.01%
200
– –
RS icon
394
Reliance Steel & Aluminium
RS
$21.2B
$68.7K 0.01%
262
– –
EXG icon
395
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$68.2K 0.01%
9,248
– –
USMV icon
396
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$68.1K 0.01%
941
– –
CPNG icon
397
Coupang
CPNG
$27.7B
$68K 0.01%
4,000
– –
AOK icon
398
iShares Core Conservative Allocation ETF
AOK
$788M
$67.9K 0.01%
2,000
– –
GNR icon
399
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.72B
$66.9K 0.01%
1,200
-300
-20% -$16.8K
BCE icon
400
BCE
BCE
$20.3B
$66.6K 0.01%
1,746
– –
14 15
16
17 18

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.