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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPC icon
376
W.P. Carey
WPC
$16.8B
$94.4K 0.01%
1,174
– –
SSNC icon
377
SS&C Technologies
SSNC
$18.8B
$92.8K 0.01%
1,132
– –
VV icon
378
Vanguard Large-Cap ETF
VV
$52B
$90.6K 0.01%
410
– –
WMB icon
379
Williams Companies
WMB
$85.8B
$89.6K 0.01%
3,440
– –
IRT icon
380
Independence Realty Trust
IRT
$3.93B
$89.2K 0.01%
3,452
– –
EFR
381
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$88.6K 0.01%
6,000
– –
PNW icon
382
Pinnacle West Capital
PNW
$12.8B
$88.3K 0.01%
1,251
– –
RJF icon
383
Raymond James Financial
RJF
$34B
$87.2K 0.01%
869
– –
ESGV icon
384
Vanguard ESG US Stock ETF
ESGV
$13B
$86.6K 0.01%
985
+435
+79% +$37.2K
HCI icon
385
HCI Group
HCI
$2.29B
$85.1K 0.01%
1,019
– –
MAR icon
386
Marriott International
MAR
$101B
$85.1K 0.01%
515
– –
BEN icon
387
Franklin Resources
BEN
$17.3B
$85K 0.01%
2,538
– –
PLD icon
388
Prologis
PLD
$137B
$84.2K 0.01%
500
– –
GRMN
389
Garmin
GRMN
$48.9B
$84.2K 0.01%
618
– –
CMS icon
390
CMS Energy
CMS
$23B
$83.7K 0.01%
1,287
– –
OGE icon
391
OGE Energy
OGE
$10.2B
$83.7K 0.01%
2,180
+30
+1% +$1.05K
YUM icon
392
Yum! Brands
YUM
$41.4B
$83.5K 0.01%
601
– –
PPL
393
PPL Corp
PPL
$27.3B
$83.1K 0.01%
2,763
-300
-10% -$8.66K
MZTI
394
The Marzetti Company
MZTI
$3.02B
$82.8K 0.01%
500
– –
WOR icon
395
Worthington Enterprises
WOR
$2.82B
$82K 0.01%
2,433
– –
GILD icon
396
Gilead Sciences
GILD
$167B
$81.2K 0.01%
1,118
– –
FTNT icon
397
Fortinet
FTNT
$110B
$80.9K 0.01%
1,125
– –
ARW icon
398
Arrow Electronics
ARW
$10.8B
$80.6K 0.01%
600
– –
BBH icon
399
VanEck Biotech ETF
BBH
$409M
$80.5K 0.01%
425
– –
AOK icon
400
iShares Core Conservative Allocation ETF
AOK
$788M
$80K 0.01%
2,000
-250
-11% -$9.97K
14 15
16
17 18

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SL
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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.