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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFR
376
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$87.7K 0.01%
6,000
+3,000
+100% +$42.7K
LEG icon
377
Leggett & Platt
LEG
$1.47B
$86.7K 0.01%
1,933
– –
BBH icon
378
VanEck Biotech ETF
BBH
$409M
$85.9K 0.01%
425
– –
PPL
379
PPL Corp
PPL
$27.3B
$85.4K 0.01%
3,063
-600
-16% -$17.3K
SPGI icon
380
S&P Global
SPGI
$126B
$85K 0.01%
200
– –
MZTI
381
The Marzetti Company
MZTI
$3.02B
$84.4K 0.01%
500
– –
WPC icon
382
W.P. Carey
WPC
$16.8B
$84K 0.01%
1,174
+1,021
+667% +$77.7K
VV icon
383
Vanguard Large-Cap ETF
VV
$52B
$82.4K 0.01%
410
– –
RJF icon
384
Raymond James Financial
RJF
$34B
$80.2K 0.01%
869
+599
+222% +$53.7K
IEF icon
385
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$80.1K 0.01%
695
– –
WOR icon
386
Worthington Enterprises
WOR
$2.82B
$79K 0.01%
2,433
– –
SSNC icon
387
SS&C Technologies
SSNC
$18.8B
$78.6K 0.01%
1,132
-255
-18% -$18.9K
SHY icon
388
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$78.1K 0.01%
907
– –
GILD icon
389
Gilead Sciences
GILD
$167B
$78.1K 0.01%
1,118
-340
-23% -$23.9K
FXI icon
390
iShares China Large-Cap ETF
FXI
$4.27B
$77.9K 0.01%
2,000
– –
CMS icon
391
CMS Energy
CMS
$23B
$76.9K 0.01%
1,287
– –
MAR icon
392
Marriott International
MAR
$101B
$76.3K 0.01%
515
– –
AB icon
393
AllianceBernstein
AB
$3.49B
$75.8K 0.01%
1,528
– –
NFLX icon
394
Netflix
NFLX
$301B
$75.7K 0.01%
1,240
– –
BEN icon
395
Franklin Resources
BEN
$17.3B
$75.4K 0.01%
2,538
– –
BIP icon
396
Brookfield Infrastructure Partners
BIP
$19.3B
$73.6K 0.01%
1,967
– –
YUM icon
397
Yum! Brands
YUM
$41.4B
$73.5K 0.01%
601
+175
+41% +$22.2K
IAT icon
398
iShares US Regional Banks ETF
IAT
$682M
$72.9K 0.01%
1,203
– –
BP icon
399
BP
BP
$107B
$72.2K 0.01%
2,642
-200
-7% -$5.01K
OGE icon
400
OGE Energy
OGE
$10.2B
$70.9K 0.01%
2,150
– –
14 15
16
17 18

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.