We are live on ! Find out more
CT

Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEG icon
376
Leggett & Platt
LEG
$1.4B
$69.7K 0.01%
1,574
-150
-9% -$6.43K
JCI icon
377
Johnson Controls International
JCI
$84.9B
$69.6K 0.01%
1,493
– –
SJM icon
378
J.M. Smucker
SJM
$13.6B
$69.5K 0.01%
601
+142
+31% +$16.5K
AMCR icon
379
Amcor
AMCR
$21.1B
$68.9K 0.01%
1,171
– –
ETR icon
380
Entergy
ETR
$51.3B
$68.9K 0.01%
1,380
-400
-22% -$21.1K
GRMN
381
Garmin
GRMN
$57.3B
$67.6K 0.01%
565
-45
-7% -$4.98K
MQY icon
382
BlackRock MuniYield Quality Fund
MQY
$812M
$66K 0.01%
4,000
– –
SPGI icon
383
S&P Global
SPGI
$124B
$65.7K 0.01%
200
– –
DLR icon
384
Digital Realty Trust
DLR
$69.7B
$65.2K 0.01%
467
+134
+40% +$19.2K
HIFS icon
385
Hingham Institution for Saving
HIFS
$630M
$64.8K 0.01%
300
– –
BIP icon
386
Brookfield Infrastructure Partners
BIP
$19.4B
$64.8K 0.01%
1,967
– –
BEN icon
387
Franklin Resources
BEN
$16.9B
$63.4K 0.01%
2,538
– –
KKR icon
388
KKR & Co
KKR
$90.6B
$62.2K 0.01%
1,536
– –
RY icon
389
Royal Bank of Canada
RY
$288B
$61.2K 0.01%
746
– –
PRK icon
390
Park National Corp
PRK
$3.8B
$61K 0.01%
581
– –
ATVI
391
DELISTED
Activision Blizzard
ATVI
$61K 0.01%
657
– –
LUV icon
392
Southwest Airlines
LUV
$22.1B
$60.8K 0.01%
1,305
– –
IWB icon
393
iShares Russell 1000 ETF
IWB
$47.5B
$59.5K 0.01%
281
– –
BP icon
394
BP
BP
$112B
$58.3K 0.01%
2,842
-400
-12% -$7.54K
BABA icon
395
Alibaba
BABA
$276B
$57K 0.01%
245
-100
-29% -$27.8K
SNA icon
396
Snap-on
SNA
$21.4B
$57K 0.01%
333
– –
CNS icon
397
Cohen & Steers
CNS
$4.23B
$56.8K 0.01%
765
– –
MFL
398
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$56.3K 0.01%
4,000
– –
GATX icon
399
GATX Corp
GATX
$6.44B
$56.1K 0.01%
675
– –
MQT
400
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$55.9K 0.01%
4,000
– –
14 15
16
17 18

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.