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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
376
ITT
ITT
$17.1B
$67.9K 0.01%
1,150
– –
GSK icon
377
GSK
GSK
$107B
$67.8K 0.01%
1,440
– –
XYL icon
378
Xylem
XYL
$28.5B
$67.3K 0.01%
800
– –
NHI icon
379
National Health Investors
NHI
$3.79B
$66.3K 0.01%
1,100
– –
HIG icon
380
Hartford Financial Services
HIG
$39.9B
$64.8K 0.01%
1,757
– –
AMCR icon
381
Amcor
AMCR
$21.2B
$64.7K 0.01%
+1,171
New +$63.7K
CAH icon
382
Cardinal Health
CAH
$53.7B
$64.3K 0.01%
1,370
– –
MQY icon
383
BlackRock MuniYield Quality Fund
MQY
$812M
$64K 0.01%
4,000
– –
CTSH icon
384
Cognizant
CTSH
$26.5B
$62.5K 0.01%
900
– –
BIP icon
385
Brookfield Infrastructure Partners
BIP
$19.6B
$62.4K 0.01%
1,967
– –
JCI icon
386
Johnson Controls International
JCI
$85.1B
$61K 0.01%
1,493
– –
PPLI
387
People Inc
PPLI
$3.12B
$59.5K 0.01%
911
-1,909
-68% -$131K
TRV icon
388
Travelers Companies
TRV
$81.1B
$58.7K 0.01%
543
-200
-27% -$22.9K
CBRL icon
389
Cracker Barrel
CBRL
$1.26B
$58.7K 0.01%
512
-412
-45% -$48.3K
GRMN
390
Garmin
GRMN
$56.9B
$57.9K 0.01%
610
-15
-2% -$1.5K
IWO icon
391
iShares Russell 2000 Growth ETF
IWO
$14.1B
$57.2K 0.01%
258
– –
SWK icon
392
Stanley Black & Decker
SWK
$14.5B
$56.8K 0.01%
350
– –
BP icon
393
BP
BP
$112B
$56.6K 0.01%
3,242
-200
-6% -$4.33K
HIFS icon
394
Hingham Institution for Saving
HIFS
$624M
$55.2K 0.01%
300
– –
VTEB icon
395
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$54.4K 0.01%
1,000
-1,000
-50% -$54.6K
XLE icon
396
State Street Energy Select Sector SPDR ETF
XLE
$39B
$54.2K 0.01%
3,620
-1,060
-23% -$18.8K
MFL
397
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$53.6K 0.01%
4,000
– –
ATVI
398
DELISTED
Activision Blizzard
ATVI
$53.2K 0.01%
657
– –
SJM icon
399
J.M. Smucker
SJM
$13.5B
$53K 0.01%
459
– –
KKR icon
400
KKR & Co
KKR
$89.1B
$52.7K 0.01%
1,536
-511
-25% -$17.9K
14 15
16
17 18

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.