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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-16.33%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$528M
AUM Growth
-$127M
Cap. Flow
-$5.38M
Cap. Flow %
-1.02%
Top 10 Hldgs %
27%
Holding
831
New
29
Increased
107
Reduced
192
Closed
36

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.48M
2
ZTS icon
Zoetis
ZTS
+$662K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$645K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$386K
5
DIS icon
Walt Disney
DIS
+$373K

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.37M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.3M
3
XOM icon
ExxonMobil
XOM
+$777K
4
MAR icon
Marriott International
MAR
+$466K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$423K

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Healthcare 10.27%
3 Financials 9.67%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
376
Occidental Petroleum
OXY
$55.7B
$66.7K 0.01%
5,756
-1,776
-24% -$58.3K
XLI icon
377
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$66.5K 0.01%
1,127
-40
-3% -$3.01K
WM icon
378
Waste Management
WM
$95B
$66K 0.01%
713
– –
CAH icon
379
Cardinal Health
CAH
$53.7B
$65.7K 0.01%
1,370
-340
-20% -$17.7K
ET icon
380
Energy Transfer Partners
ET
$69.5B
$65.6K 0.01%
14,263
– –
CTAS icon
381
Cintas
CTAS
$86.6B
$65K 0.01%
1,500
– –
IYW icon
382
iShares US Technology ETF
IYW
$22.6B
$64.4K 0.01%
1,260
– –
XLE icon
383
State Street Energy Select Sector SPDR ETF
XLE
$39B
$63.6K 0.01%
4,380
+1,818
+71% +$43.1K
RFG icon
384
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$330M
$63.6K 0.01%
2,850
– –
FTV icon
385
Fortive
FTV
$18.2B
$63.4K 0.01%
1,822
– –
GUNR icon
386
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$63.1K 0.01%
2,800
– –
TSLA icon
387
Tesla
TSLA
$1.18T
$62.9K 0.01%
1,800
+450
+33% +$18.7K
HIG icon
388
Hartford Financial Services
HIG
$39.9B
$61.9K 0.01%
1,757
– –
SSNC icon
389
SS&C Technologies
SSNC
$18.9B
$60.8K 0.01%
1,387
– –
VFH icon
390
Vanguard Financials ETF
VFH
$13.4B
$60.6K 0.01%
1,195
– –
GM icon
391
General Motors
GM
$80.9B
$59.6K 0.01%
2,866
– –
MQY icon
392
BlackRock MuniYield Quality Fund
MQY
$812M
$58.2K 0.01%
4,000
– –
OMC icon
393
Omnicom Group
OMC
$23.5B
$58.1K 0.01%
1,058
– –
SJM icon
394
J.M. Smucker
SJM
$13.5B
$56.5K 0.01%
509
-34
-6% -$3.63K
VBK icon
395
Vanguard Small-Cap Growth ETF
VBK
$22.7B
$56.4K 0.01%
375
– –
SAP icon
396
SAP
SAP
$215B
$55.7K 0.01%
504
-90
-15% -$11.4K
GWW icon
397
W.W. Grainger
GWW
$64.2B
$55.7K 0.01%
224
+39
+21% +$11.5K
DLR icon
398
Digital Realty Trust
DLR
$69.6B
$55.4K 0.01%
399
– –
ENB icon
399
Enbridge
ENB
$120B
$54.9K 0.01%
1,887
– –
ALGN icon
400
Align Technology
ALGN
$12.9B
$54.6K 0.01%
314
– –
14 15
16
17 18

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CNC
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MTCM
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AIM
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FLAM
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EC
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NOSC
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Caldwell Trust's Q1 2020 Portfolio in Review

As of Q1 2020, Caldwell Trust held 831 positions worth $528M, down 19% from $655M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Caldwell Trust's Q1 2020 filing shows 29 new, 107 increased, 192 reduced and 36 closed positions. Its largest new stake was lululemon athletica: 407 shares worth $77.1K. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $1.37M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q1 2020 buy was lululemon athletica: 407 shares worth $77.1K.
  • Caldwell Trust added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q1 2020, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q1 2020 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $1.37M.
  • Caldwell Trust fully exited Invesco S&P SmallCap 600 Equal Weight ETF in Q1 2020, selling an estimated $172K.
  • Caldwell Trust's ten largest holdings make up 27% of its $528M portfolio in Q1 2020.
  • Caldwell Trust opened 29 new positions and closed 36 in Q1 2020.
  • Caldwell Trust's portfolio value fell 19% quarter-over-quarter to $528M.

Based on Caldwell Trust's 13F filing for Q1 2020, filed 2 Oct 2025.