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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOMB icon
351
Home BancShares
HOMB
$6.31B
$107K 0.01%
5,132
-1,097
-18% -$25K
AKAM icon
352
Akamai
AKAM
$16.3B
$107K 0.01%
1,000
– –
MTB icon
353
M&T Bank
MTB
$36.6B
$106K 0.01%
840
-11
-1% -$1.44K
ETR icon
354
Entergy
ETR
$52.4B
$104K 0.01%
2,258
-102
-4% -$4.98K
HIG icon
355
Hartford Financial Services
HIG
$39.3B
$101K 0.01%
1,425
– –
LNT icon
356
Alliant Energy
LNT
$19.1B
$101K 0.01%
2,085
-130
-6% -$6.74K
TOL icon
357
Toll Brothers
TOL
$14.5B
$99.6K 0.01%
1,347
+1,289
+2,222% +$102K
SCHF icon
358
Schwab International Equity ETF
SCHF
$65.5B
$99.2K 0.01%
5,844
– –
DSI icon
359
iShares MSCI KLD 400 Social ETF
DSI
$5.17B
$97.7K 0.01%
1,200
– –
ROK icon
360
Rockwell Automation
ROK
$52.4B
$96.9K 0.01%
339
– –
GILD icon
361
Gilead Sciences
GILD
$167B
$95.8K 0.01%
1,279
-100
-7% -$7.69K
GOVT icon
362
iShares US Treasury Bond ETF
GOVT
$43.9B
$93.2K 0.01%
4,229
– –
WOR icon
363
Worthington Enterprises
WOR
$2.82B
$92.7K 0.01%
2,433
– –
GEHC icon
364
GE HealthCare
GEHC
$29.2B
$92.5K 0.01%
1,359
-20
-1% -$1.46K
AB icon
365
AllianceBernstein
AB
$3.49B
$91.9K 0.01%
3,028
– –
HES
366
DELISTED
Hess
HES
$91.8K 0.01%
600
– –
AWK icon
367
American Water Works
AWK
$27B
$90.1K 0.01%
728
-160
-18% -$22.4K
VTR icon
368
Ventas
VTR
$47.7B
$89.3K 0.01%
2,120
-250
-11% -$11.3K
CSL icon
369
Carlisle Companies
CSL
$14.1B
$87.4K 0.01%
337
– –
RJF icon
370
Raymond James Financial
RJF
$34B
$87.3K 0.01%
869
– –
VCR icon
371
Vanguard Consumer Discretionary ETF
VCR
$6.01B
$86.2K 0.01%
320
– –
TDTT icon
372
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$85.2K 0.01%
3,674
– –
PEY icon
373
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$82.1K 0.01%
4,280
– –
XBI icon
374
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$81.8K 0.01%
1,120
– –
VV icon
375
Vanguard Large-Cap ETF
VV
$52B
$80.2K 0.01%
410
– –
13 14
15
16 17

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.