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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.75%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$721M
AUM Growth
+$13.6M
Cap. Flow
-$12.5M
Cap. Flow %
-1.74%
Top 10 Hldgs %
27.07%
Holding
753
New
27
Increased
117
Reduced
189
Closed
25

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.66M
2
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$627K
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$584K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$577K
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$547K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.01M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.61M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.46M
4
MSFT icon
Microsoft
MSFT
+$1.22M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 16.72%
2 Financials 10.91%
3 Healthcare 10.4%
4 Consumer Discretionary 8.57%
5 Consumer Staples 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR icon
351
Digital Realty Trust
DLR
$69.8B
$96.1K 0.01%
978
– –
VTEB icon
352
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$94.1K 0.01%
1,857
– –
DSI icon
353
iShares MSCI KLD 400 Social ETF
DSI
$5.13B
$93.6K 0.01%
1,200
– –
ESGD icon
354
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
$92.7K 0.01%
1,291
-40
-3% -$2.81K
XLE icon
355
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$92.6K 0.01%
2,236
– –
ULTA icon
356
Ulta Beauty
ULTA
$21.8B
$90.6K 0.01%
166
– –
MCK icon
357
McKesson
MCK
$105B
$90.4K 0.01%
254
+207
+440% +$74.8K
ENB icon
358
Enbridge
ENB
$121B
$89.4K 0.01%
2,343
-888
-27% -$34.8K
WPC icon
359
W.P. Carey
WPC
$17.1B
$89.1K 0.01%
1,174
– –
TDTT icon
360
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$88.8K 0.01%
3,674
– –
PEY icon
361
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$88K 0.01%
4,420
-1,160
-21% -$23.9K
SHYG icon
362
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$87.9K 0.01%
+2,110
New +$87.4K
PFFD icon
363
Global X US Preferred ETF
PFFD
$2.14B
$86.7K 0.01%
+4,365
New +$89.8K
XEL icon
364
Xcel Energy
XEL
$50B
$86.6K 0.01%
1,284
-417
-25% -$28.1K
XBI icon
365
State Street SPDR S&P Biotech ETF
XBI
$10B
$85.4K 0.01%
1,120
– –
AEE icon
366
Ameren
AEE
$31B
$84.7K 0.01%
981
– –
MAR icon
367
Marriott International
MAR
$101B
$84.5K 0.01%
509
+9
+2% +$1.5K
COF icon
368
Capital One
COF
$130B
$82.9K 0.01%
862
– –
BEN icon
369
Franklin Resources
BEN
$17B
$81.1K 0.01%
3,009
– –
RJF icon
370
Raymond James Financial
RJF
$33.7B
$81.1K 0.01%
869
– –
SPGI icon
371
S&P Global
SPGI
$123B
$81K 0.01%
235
+35
+18% +$12.3K
VCR icon
372
Vanguard Consumer Discretionary ETF
VCR
$5.99B
$80.8K 0.01%
320
– –
BYM
373
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$80.1K 0.01%
7,000
– –
HES
374
DELISTED
Hess
HES
$79.4K 0.01%
600
– –
SUSA icon
375
iShares ESG Optimized MSCI USA ETF
SUSA
$3.97B
$79K 0.01%
900
– –
13 14
15
16 17

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Trust held 753 positions worth $721M, up 1.9% from $707M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Caldwell Trust's Q1 2023 filing shows 27 new, 117 increased, 189 reduced and 25 closed positions. Its largest new stake was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $3.01M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q1 2023 buy was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $1.66M increase.
  • Caldwell Trust's biggest Q1 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $3.01M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2023, selling an estimated $1.61M.
  • Caldwell Trust's ten largest holdings make up 27% of its $721M portfolio in Q1 2023.
  • Caldwell Trust opened 27 new positions and closed 25 in Q1 2023.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $721M.

Based on Caldwell Trust's 13F filing for Q1 2023, filed 1 Oct 2025.