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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJF icon
351
Raymond James Financial
RJF
$34B
$92.9K 0.01%
869
– –
VTEB icon
352
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$91.9K 0.01%
1,857
– –
WPC icon
353
W.P. Carey
WPC
$16.8B
$89.9K 0.01%
1,174
-49
-4% -$3.68K
XYL icon
354
Xylem
XYL
$29.7B
$88.5K 0.01%
800
– –
ESGD icon
355
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.8B
$87.5K 0.01%
1,331
+72
+6% +$4.52K
ROK icon
356
Rockwell Automation
ROK
$52.4B
$87.3K 0.01%
339
-125
-27% -$31.4K
AEE icon
357
Ameren
AEE
$31.1B
$87.2K 0.01%
981
+881
+881% +$74K
TDTT icon
358
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$86.4K 0.01%
3,674
-1,180
-24% -$27.8K
DSI icon
359
iShares MSCI KLD 400 Social ETF
DSI
$5.17B
$86.1K 0.01%
1,200
-230
-16% -$16.5K
HES
360
DELISTED
Hess
HES
$85.1K 0.01%
600
– –
META icon
361
Meta Platforms (Facebook)
META
$1.51T
$85K 0.01%
706
-119
-14% -$14K
AJG icon
362
Arthur J. Gallagher & Co
AJG
$68.2B
$84.8K 0.01%
450
– –
AKAM icon
363
Akamai
AKAM
$16.3B
$84.3K 0.01%
1,000
– –
HIFS icon
364
Hingham Institution for Saving
HIFS
$634M
$82.8K 0.01%
300
– –
FDX icon
365
FedEx
FDX
$74B
$80.5K 0.01%
465
-135
-23% -$22.4K
COF icon
366
Capital One
COF
$130B
$80.1K 0.01%
862
-275
-24% -$27K
BYM
367
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$79.5K 0.01%
7,000
– –
BEN icon
368
Franklin Resources
BEN
$17.3B
$79.4K 0.01%
3,009
– –
USMV icon
369
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$77.9K 0.01%
1,081
– –
ULTA icon
370
Ulta Beauty
ULTA
$21.6B
$77.9K 0.01%
166
– –
LEG icon
371
Leggett & Platt
LEG
$1.47B
$77.1K 0.01%
2,392
-389
-14% -$13.1K
TTE icon
372
TotalEnergies
TTE
$187B
$76.2K 0.01%
1,227
– –
WOR icon
373
Worthington Enterprises
WOR
$2.82B
$74.6K 0.01%
2,433
– –
MAR icon
374
Marriott International
MAR
$101B
$74.4K 0.01%
500
– –
SUSA icon
375
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$74.1K 0.01%
900
– –
13 14
15
16 17

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.