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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
351
ITT
ITT
$17.8B
$118K 0.01%
1,150
– –
PEY icon
352
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$118K 0.01%
5,580
– –
AKAM icon
353
Akamai
AKAM
$16.3B
$117K 0.01%
1,000
– –
IWO icon
354
iShares Russell 2000 Growth ETF
IWO
$14.4B
$117K 0.01%
398
– –
AMJ
355
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$116K 0.01%
6,500
– –
KKR icon
356
KKR & Co
KKR
$92.2B
$114K 0.01%
1,536
– –
CHY
357
Calamos Convertible and High Income Fund
CHY
$1B
$113K 0.01%
7,000
– –
RYN icon
358
Rayonier
RYN
$6.64B
$113K 0.01%
3,086
– –
SRE icon
359
Sempra
SRE
$59.2B
$113K 0.01%
1,708
-482
-22% -$30.5K
GOVT icon
360
iShares US Treasury Bond ETF
GOVT
$43.9B
$113K 0.01%
4,229
– –
BAX icon
361
Baxter International
BAX
$12.6B
$112K 0.01%
1,300
-415
-24% -$33.4K
IYR icon
362
iShares US Real Estate ETF
IYR
$4.76B
$110K 0.01%
950
– –
BYM
363
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$109K 0.01%
+7,000
New +$108K
VCR icon
364
Vanguard Consumer Discretionary ETF
VCR
$6.01B
$109K 0.01%
320
– –
VTR icon
365
Ventas
VTR
$47.7B
$108K 0.01%
2,120
– –
NZF icon
366
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$108K 0.01%
6,324
– –
TDOC icon
367
Teladoc Health
TDOC
$1.69B
$107K 0.01%
1,169
-685
-37% -$81.9K
NI icon
368
NiSource
NI
$21.9B
$106K 0.01%
3,824
– –
VB icon
369
Vanguard Small-Cap ETF
VB
$80.2B
$104K 0.01%
460
– –
TAK icon
370
Takeda Pharmaceutical
TAK
$56B
$103K 0.01%
7,551
– –
DNP icon
371
DNP Select Income Fund
DNP
$4.14B
$100K 0.01%
9,200
– –
OKE icon
372
Oneok
OKE
$55.9B
$98.1K 0.01%
1,670
+70
+4% +$4.34K
SPGI icon
373
S&P Global
SPGI
$126B
$96.7K 0.01%
205
+5
+3% +$2.29K
XYL icon
374
Xylem
XYL
$29.7B
$95.9K 0.01%
800
– –
DTE icon
375
DTE Energy
DTE
$30.4B
$94.4K 0.01%
790
-54
-6% -$6.17K
13 14
15
16 17

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.