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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLDM icon
351
SPDR Gold MiniShares Trust
GLDM
$27.4B
$109K 0.01%
3,131
+1
+0% +$36
WBA
352
DELISTED
Walgreens Boots Alliance
WBA
$109K 0.01%
2,322
-284
-11% -$13.7K
NZF icon
353
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$106K 0.01%
6,324
– –
AKAM icon
354
Akamai
AKAM
$16.3B
$105K 0.01%
1,000
– –
ROK icon
355
Rockwell Automation
ROK
$52.4B
$103K 0.01%
350
– –
SJM icon
356
J.M. Smucker
SJM
$13.2B
$103K 0.01%
854
– –
ADSK icon
357
Autodesk
ADSK
$50.1B
$102K 0.01%
357
– –
HIFS icon
358
Hingham Institution for Saving
HIFS
$634M
$101K 0.01%
300
– –
VB icon
359
Vanguard Small-Cap ETF
VB
$80.2B
$101K 0.01%
460
– –
RYN icon
360
Rayonier
RYN
$6.64B
$99.9K 0.01%
3,086
+1,846
+149% +$61.8K
VCR icon
361
Vanguard Consumer Discretionary ETF
VCR
$6.01B
$99.2K 0.01%
320
– –
XYL icon
362
Xylem
XYL
$29.7B
$98.9K 0.01%
800
– –
ITT icon
363
ITT
ITT
$17.8B
$98.7K 0.01%
1,150
– –
DNP icon
364
DNP Select Income Fund
DNP
$4.14B
$98.1K 0.01%
9,200
– –
IYR icon
365
iShares US Real Estate ETF
IYR
$4.76B
$97.3K 0.01%
950
– –
FBIN icon
366
Fortune Brands Innovations
FBIN
$6.09B
$96.2K 0.01%
1,259
– –
GRMN
367
Garmin
GRMN
$48.9B
$96.1K 0.01%
618
– –
DTE icon
368
DTE Energy
DTE
$30.4B
$94.3K 0.01%
844
-420
-33% -$49.3K
GSK icon
369
GSK
GSK
$108B
$94.1K 0.01%
1,970
+400
+25% +$20.1K
KKR icon
370
KKR & Co
KKR
$92.2B
$93.5K 0.01%
1,536
– –
OKE icon
371
Oneok
OKE
$55.9B
$92.8K 0.01%
1,600
+1,200
+300% +$64.5K
NI icon
372
NiSource
NI
$21.9B
$92.7K 0.01%
3,824
+480
+14% +$12K
PNW icon
373
Pinnacle West Capital
PNW
$12.8B
$90.5K 0.01%
1,251
-500
-29% -$39.6K
WMB icon
374
Williams Companies
WMB
$85.8B
$89.2K 0.01%
3,440
+1,598
+87% +$40.2K
AOK icon
375
iShares Core Conservative Allocation ETF
AOK
$788M
$88.9K 0.01%
2,250
-50
-2% -$2K
13 14
15
16 17

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SL
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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.