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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQR icon
351
Equity Residential
EQR
$25.5B
$100K 0.01%
1,400
– –
VB icon
352
Vanguard Small-Cap ETF
VB
$80.2B
$98.5K 0.01%
460
– –
CSL icon
353
Carlisle Companies
CSL
$14.1B
$97.9K 0.01%
595
– –
SSNC icon
354
SS&C Technologies
SSNC
$18.8B
$96.9K 0.01%
1,387
– –
VCR icon
355
Vanguard Consumer Discretionary ETF
VCR
$6.01B
$94.5K 0.01%
320
– –
GILD icon
356
Gilead Sciences
GILD
$167B
$94.2K 0.01%
1,458
-125
-8% -$8.06K
FXI icon
357
iShares China Large-Cap ETF
FXI
$4.27B
$93.3K 0.01%
2,000
-10
-0.5% -$497
TMUS icon
358
T-Mobile US
TMUS
$196B
$92.5K 0.01%
+738
New +$93K
DNP icon
359
DNP Select Income Fund
DNP
$4.14B
$90.9K 0.01%
9,200
– –
TLT icon
360
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$90.2K 0.01%
666
-572
-46% -$82.9K
BMO icon
361
Bank of Montreal
BMO
$127B
$89.1K 0.01%
1,000
– –
JCI icon
362
Johnson Controls International
JCI
$85.6B
$89.1K 0.01%
1,493
– –
AOK icon
363
iShares Core Conservative Allocation ETF
AOK
$788M
$88.9K 0.01%
2,300
– –
IDXX icon
364
Idexx Laboratories
IDXX
$44.9B
$88.1K 0.01%
180
– –
SWK icon
365
Stanley Black & Decker
SWK
$14.6B
$87.7K 0.01%
439
– –
IYR icon
366
iShares US Real Estate ETF
IYR
$4.76B
$87.3K 0.01%
950
– –
WELL icon
367
Welltower
WELL
$175B
$86.7K 0.01%
1,210
– –
HIFS icon
368
Hingham Institution for Saving
HIFS
$634M
$85.1K 0.01%
300
– –
GSK icon
369
GSK
GSK
$108B
$84.8K 0.01%
1,902
+364
+24% +$16.5K
XYL icon
370
Xylem
XYL
$29.2B
$84.1K 0.01%
800
– –
TRV icon
371
Travelers Companies
TRV
$82.9B
$81.7K 0.01%
543
– –
OGE icon
372
OGE Energy
OGE
$10.2B
$80.9K 0.01%
2,500
– –
NI icon
373
NiSource
NI
$21.9B
$80.6K 0.01%
3,344
-100
-3% -$2.25K
GRMN
374
Garmin
GRMN
$48.9B
$80.4K 0.01%
610
+45
+8% +$5.6K
LUV icon
375
Southwest Airlines
LUV
$22.7B
$79.7K 0.01%
1,305
– –
13 14
15
16 17

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.