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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOK icon
351
iShares Core Conservative Allocation ETF
AOK
$783M
$89.1K 0.01%
2,300
– –
ITT icon
352
ITT
ITT
$17.1B
$88.6K 0.01%
1,150
– –
GLDM icon
353
SPDR Gold MiniShares Trust
GLDM
$27.5B
$88.1K 0.01%
+2,325
New +$86.9K
VCR icon
354
Vanguard Consumer Discretionary ETF
VCR
$5.96B
$88.1K 0.01%
320
– –
HIG icon
355
Hartford Financial Services
HIG
$40B
$86.1K 0.01%
1,757
– –
XLI icon
356
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$85K 0.01%
960
+50
+5% +$4.21K
EQR icon
357
Equity Residential
EQR
$25.8B
$83K 0.01%
1,400
– –
CTSH icon
358
Cognizant
CTSH
$26.5B
$82K 0.01%
1,000
+100
+11% +$7.61K
XYL icon
359
Xylem
XYL
$28.5B
$81.4K 0.01%
800
– –
IYR icon
360
iShares US Real Estate ETF
IYR
$4.75B
$81.4K 0.01%
950
– –
OGE icon
361
OGE Energy
OGE
$9.86B
$79.7K 0.01%
2,500
– –
NI icon
362
NiSource
NI
$21.5B
$79K 0.01%
3,444
– –
CMS icon
363
CMS Energy
CMS
$23B
$78.5K 0.01%
1,287
– –
SWK icon
364
Stanley Black & Decker
SWK
$14.5B
$78.4K 0.01%
439
+89
+25% +$15.8K
SHY icon
365
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$78.3K 0.01%
907
– –
WELL icon
366
Welltower
WELL
$173B
$78.2K 0.01%
1,210
-1,080
-47% -$65.6K
VOO icon
367
Vanguard S&P 500 ETF
VOO
$957B
$77.7K 0.01%
226
– –
TRV icon
368
Travelers Companies
TRV
$81.2B
$76.2K 0.01%
543
– –
NHI icon
369
National Health Investors
NHI
$3.79B
$76.1K 0.01%
1,100
– –
BMO icon
370
Bank of Montreal
BMO
$123B
$76K 0.01%
1,000
-200
-17% -$13.7K
IWO icon
371
iShares Russell 2000 Growth ETF
IWO
$14.1B
$74K 0.01%
258
– –
CAH icon
372
Cardinal Health
CAH
$53.7B
$73.4K 0.01%
1,370
– –
SAP icon
373
SAP
SAP
$215B
$72.4K 0.01%
555
– –
BBH icon
374
VanEck Biotech ETF
BBH
$407M
$72.1K 0.01%
425
– –
GSK icon
375
GSK
GSK
$107B
$70.7K 0.01%
1,538
+98
+7% +$4.5K
13 14
15
16 17

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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NOSC
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.