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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
351
Vanguard Small-Cap Growth ETF
VBK
$22.7B
$79.5K 0.01%
370
-155
-30% -$32.7K
CMS icon
352
CMS Energy
CMS
$23B
$79K 0.01%
1,287
– –
SHY icon
353
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$78.5K 0.01%
907
– –
MTB icon
354
M&T Bank
MTB
$36.3B
$77.4K 0.01%
840
– –
IYR icon
355
iShares US Real Estate ETF
IYR
$4.75B
$75.8K 0.01%
950
-1,451
-60% -$117K
NI icon
356
NiSource
NI
$21.5B
$75.8K 0.01%
3,444
– –
VCR icon
357
Vanguard Consumer Discretionary ETF
VCR
$5.97B
$75.1K 0.01%
320
– –
OGE icon
358
OGE Energy
OGE
$9.86B
$75K 0.01%
2,500
-600
-19% -$18.9K
MAR icon
359
Marriott International
MAR
$100B
$74.4K 0.01%
804
– –
CCI icon
360
Crown Castle
CCI
$34.6B
$74.1K 0.01%
445
-160
-26% -$26.4K
WM icon
361
Waste Management
WM
$95B
$73.8K 0.01%
652
-61
-9% -$6.74K
DFS
362
DELISTED
Discover Financial Services
DFS
$73K 0.01%
1,263
-1,309
-51% -$68.6K
CSL icon
363
Carlisle Companies
CSL
$13.5B
$72.8K 0.01%
595
– –
SPGI icon
364
S&P Global
SPGI
$124B
$72.1K 0.01%
200
– –
EQR icon
365
Equity Residential
EQR
$25.8B
$71.9K 0.01%
1,400
-200
-13% -$11.1K
LEG icon
366
Leggett & Platt
LEG
$1.4B
$71K 0.01%
1,724
-2,638
-60% -$105K
IDXX icon
367
Idexx Laboratories
IDXX
$44.9B
$70.8K 0.01%
180
-220
-55% -$81.3K
VB icon
368
Vanguard Small-Cap ETF
VB
$78.9B
$70.7K 0.01%
460
+319
+226% +$49K
BMO icon
369
Bank of Montreal
BMO
$123B
$70.1K 0.01%
1,200
+1,000
+500% +$57.9K
XLI icon
370
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$70.1K 0.01%
910
-2,175
-71% -$163K
VOO icon
371
Vanguard S&P 500 ETF
VOO
$956B
$69.5K 0.01%
226
– –
BBH icon
372
VanEck Biotech ETF
BBH
$406M
$68.9K 0.01%
425
-100
-19% -$16.3K
ALGN icon
373
Align Technology
ALGN
$12.9B
$68.7K 0.01%
210
-104
-33% -$31.7K
ENB icon
374
Enbridge
ENB
$120B
$68.3K 0.01%
2,339
+452
+24% +$14.2K
HCA icon
375
HCA Healthcare
HCA
$90.6B
$68.1K 0.01%
546
-30
-5% -$3.71K
13 14
15
16 17

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.