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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
351
Arthur J. Gallagher & Co
AJG
$68.2B
$87.7K 0.01%
900
– –
MTB icon
352
M&T Bank
MTB
$36.6B
$87.3K 0.01%
840
– –
VHT icon
353
Vanguard Health Care ETF
VHT
$18.6B
$86.7K 0.01%
450
– –
RWX icon
354
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$86.3K 0.01%
2,994
-2,996
-50% -$84.8K
ALGN icon
355
Align Technology
ALGN
$12.6B
$86.2K 0.01%
314
– –
RFG icon
356
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$85.7K 0.01%
2,850
– –
BBH icon
357
VanEck Biotech ETF
BBH
$409M
$85.5K 0.01%
525
– –
IYW icon
358
iShares US Technology ETF
IYW
$23B
$85K 0.01%
1,260
– –
TRV icon
359
Travelers Companies
TRV
$82.9B
$84.7K 0.01%
743
– –
DSI icon
360
iShares MSCI KLD 400 Social ETF
DSI
$5.17B
$84.4K 0.01%
1,430
-180
-11% -$10K
BP icon
361
BP
BP
$107B
$80.3K 0.01%
3,442
-2,945
-46% -$70.7K
FXI icon
362
iShares China Large-Cap ETF
FXI
$4.27B
$79.8K 0.01%
2,010
– –
BABA icon
363
Alibaba
BABA
$276B
$79.6K 0.01%
369
-460
-55% -$95.8K
SUSA icon
364
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$78.9K 0.01%
1,180
-160
-12% -$10K
SHY icon
365
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$78.6K 0.01%
907
– –
SSNC icon
366
SS&C Technologies
SSNC
$18.8B
$78.3K 0.01%
1,387
– –
NI icon
367
NiSource
NI
$21.9B
$78.3K 0.01%
3,444
– –
AMD icon
368
Advanced Micro Devices
AMD
$741B
$77.3K 0.01%
1,469
+969
+194% +$51.4K
WM icon
369
Waste Management
WM
$96.1B
$75.5K 0.01%
713
– –
CMS icon
370
CMS Energy
CMS
$23B
$75.2K 0.01%
1,287
– –
BNS icon
371
Scotiabank
BNS
$108B
$75.2K 0.01%
1,823
-500
-22% -$20K
WOR icon
372
Worthington Enterprises
WOR
$2.82B
$74.6K 0.01%
3,244
– –
GSK icon
373
GSK
GSK
$108B
$73.4K 0.01%
1,440
– –
CAH icon
374
Cardinal Health
CAH
$54.5B
$71.5K 0.01%
1,370
– –
CSL icon
375
Carlisle Companies
CSL
$14.1B
$71.2K 0.01%
595
– –
13 14
15
16 17

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.