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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.75%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$721M
AUM Growth
+$13.6M
Cap. Flow
-$12.5M
Cap. Flow %
-1.74%
Top 10 Hldgs %
27.07%
Holding
753
New
27
Increased
117
Reduced
189
Closed
25

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.66M
2
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$627K
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$584K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$577K
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$547K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.01M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.61M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.46M
4
MSFT icon
Microsoft
MSFT
+$1.22M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 16.72%
2 Financials 10.91%
3 Healthcare 10.4%
4 Consumer Discretionary 8.57%
5 Consumer Staples 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBD icon
326
Warner Bros
WBD
$64.3B
$135K 0.02%
8,944
-3,174
-26% -$45.2K
BMO icon
327
Bank of Montreal
BMO
$124B
$134K 0.02%
1,500
– –
GWW icon
328
W.W. Grainger
GWW
$64.7B
$134K 0.02%
194
+70
+56% +$44.6K
BALL icon
329
Ball Corp
BALL
$17.6B
$133K 0.02%
2,406
– –
VPU
330
Vanguard Utilities ETF
VPU
$8.63B
$132K 0.02%
892
– –
AWK icon
331
American Water Works
AWK
$26.8B
$130K 0.02%
888
– –
SSB icon
332
SouthState Bank Corp
SSB
$10.3B
$130K 0.02%
1,818
– –
SUB icon
333
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$128K 0.02%
+1,220
New +$127K
GEHC icon
334
GE HealthCare
GEHC
$32.5B
$125K 0.02%
+1,529
New +$109K
TRU icon
335
TransUnion
TRU
$16B
$124K 0.02%
2,000
– –
HIG icon
336
Hartford Financial Services
HIG
$39.9B
$123K 0.02%
1,758
-480
-21% -$35.6K
LNT icon
337
Alliant Energy
LNT
$18.8B
$118K 0.02%
2,215
+1,515
+216% +$80.6K
OKE icon
338
Oneok
OKE
$56.4B
$112K 0.02%
1,756
-121
-6% -$8.04K
GILD icon
339
Gilead Sciences
GILD
$167B
$111K 0.02%
1,341
+233
+21% +$19.3K
AB icon
340
AllianceBernstein
AB
$3.48B
$111K 0.02%
3,028
– –
FDX icon
341
FedEx
FDX
$73.7B
$106K 0.01%
465
– –
MTB icon
342
M&T Bank
MTB
$36.6B
$105K 0.01%
881
– –
RFG icon
343
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$332M
$104K 0.01%
2,850
– –
VTR icon
344
Ventas
VTR
$47.4B
$103K 0.01%
2,370
– –
FBIN icon
345
Fortune Brands Innovations
FBIN
$5.98B
$102K 0.01%
1,743
-100
-5% -$6.11K
SCHF icon
346
Schwab International Equity ETF
SCHF
$65.5B
$102K 0.01%
5,844
– –
AJG icon
347
Arthur J. Gallagher & Co
AJG
$69.1B
$99.5K 0.01%
520
+70
+16% +$13.3K
ROK icon
348
Rockwell Automation
ROK
$51.3B
$99.5K 0.01%
339
– –
GOVT icon
349
iShares US Treasury Bond ETF
GOVT
$43.8B
$98.9K 0.01%
4,229
– –
WOR icon
350
Worthington Enterprises
WOR
$2.78B
$97K 0.01%
2,433
– –
12 13
14
15 16

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Trust held 753 positions worth $721M, up 1.9% from $707M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Caldwell Trust's Q1 2023 filing shows 27 new, 117 increased, 189 reduced and 25 closed positions. Its largest new stake was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $3.01M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q1 2023 buy was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $1.66M increase.
  • Caldwell Trust's biggest Q1 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $3.01M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2023, selling an estimated $1.61M.
  • Caldwell Trust's ten largest holdings make up 27% of its $721M portfolio in Q1 2023.
  • Caldwell Trust opened 27 new positions and closed 25 in Q1 2023.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $721M.

Based on Caldwell Trust's 13F filing for Q1 2023, filed 1 Oct 2025.