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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGNA
326
DELISTED
TEGNA Inc
TGNA
$147K 0.02%
7,903
+865
+12% +$17.3K
IWV icon
327
iShares Russell 3000 ETF
IWV
$19.5B
$146K 0.02%
525
– –
SPSB icon
328
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$144K 0.02%
4,655
– –
MTCH icon
329
Match Group
MTCH
$9.16B
$143K 0.02%
1,083
– –
VPU
330
Vanguard Utilities ETF
VPU
$8.68B
$140K 0.02%
892
– –
RMD icon
331
ResMed
RMD
$30.3B
$136K 0.02%
522
– –
AMP icon
332
Ameriprise Financial
AMP
$48.3B
$136K 0.02%
450
+15
+3% +$4.44K
XLP icon
333
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$136K 0.02%
1,760
– –
DSI icon
334
iShares MSCI KLD 400 Social ETF
DSI
$5.17B
$133K 0.02%
1,430
– –
GLDM icon
335
SPDR Gold MiniShares Trust
GLDM
$27.4B
$132K 0.02%
3,630
+499
+16% +$17.8K
RFG icon
336
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$131K 0.02%
2,850
– –
NFLX icon
337
Netflix
NFLX
$301B
$130K 0.01%
2,150
+910
+73% +$58.1K
DFS
338
DELISTED
Discover Financial Services
DFS
$129K 0.01%
1,120
+24
+2% +$2.84K
MTB icon
339
M&T Bank
MTB
$36.6B
$129K 0.01%
840
– –
GSK icon
340
GSK
GSK
$108B
$129K 0.01%
2,334
+364
+18% +$18.9K
TDTT icon
341
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$128K 0.01%
4,854
– –
ROK icon
342
Rockwell Automation
ROK
$52.4B
$127K 0.01%
364
+14
+4% +$4.63K
HIFS icon
343
Hingham Institution for Saving
HIFS
$634M
$126K 0.01%
300
– –
SUSA icon
344
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$125K 0.01%
1,180
– –
LEG icon
345
Leggett & Platt
LEG
$1.47B
$124K 0.01%
3,022
+1,089
+56% +$47.3K
SPEM icon
346
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$122K 0.01%
2,945
– –
TRV icon
347
Travelers Companies
TRV
$82.9B
$122K 0.01%
780
+47
+6% +$7.34K
IONS icon
348
Ionis Pharmaceuticals
IONS
$9.14B
$122K 0.01%
4,000
– –
HIG icon
349
Hartford Financial Services
HIG
$39.3B
$121K 0.01%
1,757
– –
WBA
350
DELISTED
Walgreens Boots Alliance
WBA
$121K 0.01%
2,322
– –
12 13
14
15 16

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SL
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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.