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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
326
Ionis Pharmaceuticals
IONS
$9.09B
$134K 0.02%
4,000
– –
IWV icon
327
iShares Russell 3000 ETF
IWV
$19.5B
$134K 0.02%
525
– –
AJG icon
328
Arthur J. Gallagher & Co
AJG
$67.6B
$134K 0.02%
900
– –
EXC icon
329
Exelon
EXC
$48.6B
$130K 0.02%
3,783
-89
-2% -$3.04K
TDTT icon
330
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$128K 0.02%
4,854
– –
XLRE icon
331
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.77B
$126K 0.02%
2,835
+290
+11% +$13.5K
RFG icon
332
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$338M
$126K 0.02%
2,850
– –
MTB icon
333
M&T Bank
MTB
$36.6B
$125K 0.02%
840
– –
SPEM icon
334
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$125K 0.02%
2,945
-680
-19% -$29.5K
VPU
335
Vanguard Utilities ETF
VPU
$8.72B
$124K 0.02%
892
– –
TAK icon
336
Takeda Pharmaceutical
TAK
$56B
$124K 0.02%
7,551
-280
-4% -$4.7K
HIG icon
337
Hartford Financial Services
HIG
$39.2B
$123K 0.02%
1,757
– –
XLP icon
338
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$121K 0.02%
1,760
+205
+13% +$14.6K
DSI icon
339
iShares MSCI KLD 400 Social ETF
DSI
$5.18B
$119K 0.02%
1,430
– –
CSL icon
340
Carlisle Companies
CSL
$14B
$118K 0.01%
595
– –
AMJ
341
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$118K 0.01%
6,500
-1,200
-16% -$21.8K
VTR icon
342
Ventas
VTR
$48B
$117K 0.01%
+2,120
New +$121K
IWO icon
343
iShares Russell 2000 Growth ETF
IWO
$14.4B
$117K 0.01%
398
+140
+54% +$42.1K
AMP icon
344
Ameriprise Financial
AMP
$48.3B
$115K 0.01%
435
– –
SUSA icon
345
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$113K 0.01%
1,180
– –
HCI icon
346
HCI Group
HCI
$2.29B
$113K 0.01%
1,019
– –
GOVT icon
347
iShares US Treasury Bond ETF
GOVT
$43.9B
$112K 0.01%
4,229
– –
TRV icon
348
Travelers Companies
TRV
$82.9B
$111K 0.01%
733
– –
PEY icon
349
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$111K 0.01%
5,580
+4,500
+417% +$91K
CHY
350
Calamos Convertible and High Income Fund
CHY
$1.01B
$109K 0.01%
7,000
+6,000
+600% +$96.7K
12 13
14
15 16

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.