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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.72%
2 Technology 15.34%
3 Financials 10.11%
4 Healthcare 9.53%
5 Consumer Discretionary 9.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
326
Arthur J. Gallagher & Co
AJG
$61.9B
$111K 0.02%
900
– –
EXC icon
327
Exelon
EXC
$43.9B
$109K 0.02%
3,627
– –
XLP icon
328
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.4B
$107K 0.02%
1,587
-2,325
-59% -$154K
KR icon
329
Kroger
KR
$36.2B
$107K 0.02%
3,368
– –
AMJ
330
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$107K 0.02%
7,700
– –
MTB icon
331
M&T Bank
MTB
$32.7B
$107K 0.02%
840
– –
WOR icon
332
Worthington Enterprises
WOR
$2.93B
$103K 0.02%
3,244
– –
DSI icon
333
iShares MSCI KLD 400 Social ETF
DSI
$5.44B
$102K 0.02%
1,430
– –
NZF icon
334
Nuveen Municipal Credit Income Fund
NZF
$2.27B
$102K 0.02%
6,324
– –
VTV icon
335
Vanguard Morningstar Value ETF
VTV
$190B
$102K 0.02%
856
– –
SSNC icon
336
SS&C Technologies
SSNC
$18.8B
$101K 0.02%
1,387
– –
VHT icon
337
Vanguard Health Care ETF
VHT
$19.1B
$101K 0.02%
450
– –
PPL
338
PPL Corp
PPL
$25.3B
$98.4K 0.01%
3,488
-150
-4% -$4.26K
SUSA icon
339
iShares ESG Optimized MSCI USA ETF
SUSA
$4.03B
$97.2K 0.01%
1,180
– –
VTRS icon
340
Viatris
VTRS
$19.7B
$96.8K 0.01%
5,166
+5,009
+3,190% +$81.7K
BIV icon
341
Vanguard Intermediate-Term Bond ETF
BIV
$28.6B
$94.4K 0.01%
1,017
– –
DNP icon
342
DNP Select Income Fund
DNP
$3.87B
$94.4K 0.01%
9,200
– –
PPLI
343
People Inc
PPLI
$2.75B
$94.1K 0.01%
911
– –
WM icon
344
Waste Management
WM
$85.3B
$94K 0.01%
797
+145
+22% +$16.9K
FXI icon
345
iShares China Large-Cap ETF
FXI
$4.08B
$93.3K 0.01%
2,010
– –
CSL icon
346
Carlisle Companies
CSL
$12.7B
$92.9K 0.01%
595
– –
GILD icon
347
Gilead Sciences
GILD
$187B
$92.2K 0.01%
1,583
– –
IDXX icon
348
Idexx Laboratories
IDXX
$39.9B
$90K 0.01%
180
– –
HCA icon
349
HCA Healthcare
HCA
$92.9B
$89.8K 0.01%
546
– –
VB icon
350
Vanguard Morningstar Small-Cap ETF
VB
$78.5B
$89.6K 0.01%
460
– –
12 13
14
15 16

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USAA
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, up from 27% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.