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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
326
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$95.1K 0.02%
1,017
-218
-18% -$20.4K
AJG icon
327
Arthur J. Gallagher & Co
AJG
$69.1B
$95K 0.02%
900
– –
NZF icon
328
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$92.9K 0.02%
6,324
– –
EXC icon
329
Exelon
EXC
$48.1B
$92.5K 0.02%
3,627
-460
-11% -$12.2K
BKLN icon
330
Invesco Senior Loan ETF
BKLN
$6.96B
$92.4K 0.02%
4,250
– –
DNP icon
331
DNP Select Income Fund
DNP
$4.14B
$92.4K 0.02%
9,200
– –
VHT icon
332
Vanguard Health Care ETF
VHT
$18.5B
$91.8K 0.02%
450
– –
DSI icon
333
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$91.5K 0.02%
1,430
– –
ZION icon
334
Zions Bancorporation
ZION
$10.1B
$90.7K 0.01%
3,104
– –
OHI icon
335
Omega Healthcare
OHI
$15.3B
$89.8K 0.01%
3,000
– –
VTV icon
336
Vanguard Value ETF
VTV
$188B
$89.5K 0.01%
+856
New +$89.7K
CEO
337
DELISTED
CNOOC Limited
CEO
$89.3K 0.01%
930
– –
ADSK icon
338
Autodesk
ADSK
$51.8B
$88.5K 0.01%
383
– –
COF icon
339
Capital One
COF
$128B
$88K 0.01%
1,225
-487
-28% -$32.6K
ETR icon
340
Entergy
ETR
$50.3B
$87.7K 0.01%
1,780
-1,000
-36% -$49.5K
SBCF icon
341
Seacoast Banking Corp of Florida
SBCF
$3.32B
$87.1K 0.01%
4,829
– –
SUSA icon
342
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$86.8K 0.01%
1,180
– –
SAP icon
343
SAP
SAP
$215B
$86.5K 0.01%
555
+51
+10% +$8.1K
AOK icon
344
iShares Core Conservative Allocation ETF
AOK
$783M
$85.5K 0.01%
2,300
-165
-7% -$6.14K
FXI icon
345
iShares China Large-Cap ETF
FXI
$4.32B
$84.4K 0.01%
2,010
– –
SSNC icon
346
SS&C Technologies
SSNC
$18.9B
$83.9K 0.01%
1,387
– –
AMJ
347
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$83K 0.01%
7,700
– –
GS icon
348
Goldman Sachs
GS
$289B
$81.6K 0.01%
406
-70
-15% -$14.2K
WOR icon
349
Worthington Enterprises
WOR
$2.74B
$81.6K 0.01%
3,244
– –
ALB icon
350
Albemarle
ALB
$13.4B
$79.9K 0.01%
895
+370
+70% +$32.8K
12 13
14
15 16

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.