We are live on ! Find out more
CT

Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SON icon
301
Sonoco
SON
$5.99B
$179K 0.02%
3,287
-239
-7% -$13.5K
SPHD icon
302
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$178K 0.02%
4,553
– –
XLE icon
303
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$178K 0.02%
3,932
+1,008
+34% +$44.1K
J icon
304
Jacobs Solutions
J
$16.6B
$176K 0.02%
1,562
+1,435
+1,130% +$155K
XLP icon
305
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$174K 0.02%
2,524
-8,901
-78% -$651K
EWH icon
306
iShares MSCI Hong Kong ETF
EWH
$1.24B
$172K 0.02%
10,000
-67
-0.7% -$1.23K
DTE icon
307
DTE Energy
DTE
$30.4B
$171K 0.02%
1,721
+150
+10% +$16.1K
CB icon
308
Chubb
CB
$141B
$169K 0.02%
812
– –
NAD icon
309
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$169K 0.02%
16,619
– –
XLU icon
310
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$167K 0.02%
5,658
-56
-1% -$1.8K
PGR icon
311
Progressive
PGR
$128B
$162K 0.02%
1,165
-560
-32% -$73.7K
FITB
312
Fifth Third Bancorp
FITB
$52.4B
$161K 0.02%
6,364
-2,002
-24% -$54K
NEA icon
313
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$161K 0.02%
16,590
– –
CNI icon
314
Canadian National Railway
CNI
$78.3B
$160K 0.02%
1,480
– –
SRE icon
315
Sempra
SRE
$59.2B
$158K 0.02%
2,324
– –
FDS icon
316
Factset
FDS
$10.1B
$156K 0.02%
357
– –
ONB icon
317
Old National Bancorp
ONB
$10.3B
$155K 0.02%
10,689
– –
DES icon
318
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$155K 0.02%
5,480
– –
CME icon
319
CME Group
CME
$93.5B
$150K 0.02%
750
-625
-45% -$124K
IP icon
320
International Paper
IP
$23.3B
$145K 0.02%
4,085
-355
-8% -$12.1K
TRU icon
321
TransUnion
TRU
$16.2B
$144K 0.02%
2,000
– –
XLY icon
322
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$140K 0.02%
1,742
-58
-3% -$4.9K
ADSK icon
323
Autodesk
ADSK
$50.1B
$136K 0.02%
659
+197
+43% +$41.4K
SJM icon
324
J.M. Smucker
SJM
$13.2B
$136K 0.02%
1,107
– –
LHX icon
325
L3Harris
LHX
$56.9B
$136K 0.02%
781
– –
11 12
13
14 15

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.