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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IP icon
301
International Paper
IP
$23.3B
$161K 0.02%
4,657
-334
-7% -$11.5K
XLI icon
302
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$157K 0.02%
1,602
– –
DES icon
303
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$156K 0.02%
5,480
– –
GLDM icon
304
SPDR Gold MiniShares Trust
GLDM
$27.4B
$153K 0.02%
4,231
– –
VEU icon
305
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$152K 0.02%
3,025
-8,454
-74% -$410K
JCI icon
306
Johnson Controls International
JCI
$85.6B
$152K 0.02%
2,369
– –
O icon
307
Realty Income
O
$61.3B
$152K 0.02%
2,389
-469
-16% -$29.1K
XLY icon
308
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$151K 0.02%
2,332
-8,284
-78% -$578K
KR icon
309
Kroger
KR
$36.3B
$150K 0.02%
3,368
– –
TMO icon
310
Thermo Fisher Scientific
TMO
$214B
$144K 0.02%
261
– –
WBA
311
DELISTED
Walgreens Boots Alliance
WBA
$143K 0.02%
3,840
+956
+33% +$35.9K
FDS icon
312
Factset
FDS
$10.1B
$143K 0.02%
357
-135
-27% -$57.5K
HZNP
313
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$142K 0.02%
1,250
-1,250
-50% -$104K
HOMB icon
314
Home BancShares
HOMB
$6.31B
$142K 0.02%
6,229
– –
VOT icon
315
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$142K 0.02%
788
+85
+12% +$15.4K
AMJ
316
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$141K 0.02%
6,500
– –
CSL icon
317
Carlisle Companies
CSL
$14.1B
$140K 0.02%
595
– –
AMP icon
318
Ameriprise Financial
AMP
$48.3B
$140K 0.02%
449
– –
SSB icon
319
SouthState Bank Corp
SSB
$10.3B
$139K 0.02%
1,818
– –
VPU
320
Vanguard Utilities ETF
VPU
$8.68B
$137K 0.02%
892
– –
BMO icon
321
Bank of Montreal
BMO
$127B
$136K 0.02%
1,500
– –
AWK icon
322
American Water Works
AWK
$27B
$135K 0.02%
888
-225
-20% -$32.5K
EW icon
323
Edwards Lifesciences
EW
$48.2B
$134K 0.02%
1,800
– –
IYW icon
324
iShares US Technology ETF
IYW
$23B
$134K 0.02%
1,800
– –
MTB icon
325
M&T Bank
MTB
$36.6B
$128K 0.02%
881
– –
11 12
13
14 15

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.