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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLB icon
301
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$155K 0.02%
3,932
+780
+25% +$29.4K
STM icon
302
STMicroelectronics
STM
$44.7B
$153K 0.02%
4,000
– –
O icon
303
Realty Income
O
$61.3B
$153K 0.02%
2,487
– –
XLE icon
304
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$153K 0.02%
6,230
+5,770
+1,254% +$133K
EXC icon
305
Exelon
EXC
$48.4B
$152K 0.02%
4,862
+1,235
+34% +$37.1K
EW icon
306
Edwards Lifesciences
EW
$48.2B
$151K 0.02%
1,800
-975
-35% -$82.4K
MTCH icon
307
Match Group
MTCH
$9.16B
$149K 0.02%
1,083
– –
APH icon
308
Amphenol
APH
$177B
$148K 0.02%
4,472
– –
DLS icon
309
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$147K 0.02%
2,042
– –
XLI icon
310
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$146K 0.02%
1,488
+528
+55% +$48.3K
SPSB icon
311
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$146K 0.02%
4,655
– –
WBA
312
DELISTED
Walgreens Boots Alliance
WBA
$145K 0.02%
2,646
-450
-15% -$22.2K
BAX icon
313
Baxter International
BAX
$12.6B
$145K 0.02%
1,715
-3,200
-65% -$254K
TAK icon
314
Takeda Pharmaceutical
TAK
$56B
$144K 0.02%
7,898
– –
SRE icon
315
Sempra
SRE
$59.2B
$143K 0.02%
2,160
-600
-22% -$37.3K
ROK icon
316
Rockwell Automation
ROK
$52.4B
$139K 0.02%
525
– –
VFC icon
317
VF Corp
VFC
$7.16B
$135K 0.02%
1,690
– –
AMD icon
318
Advanced Micro Devices
AMD
$741B
$133K 0.02%
1,688
+184
+12% +$15.8K
TDTT icon
319
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$128K 0.02%
4,854
– –
AMJ
320
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$128K 0.02%
7,700
– –
MTB icon
321
M&T Bank
MTB
$36.6B
$127K 0.02%
840
– –
VPU
322
Vanguard Utilities ETF
VPU
$8.68B
$125K 0.02%
892
– –
RFG icon
323
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$125K 0.02%
2,850
– –
KR icon
324
Kroger
KR
$36.3B
$121K 0.02%
3,368
– –
HIG icon
325
Hartford Financial Services
HIG
$39.3B
$117K 0.02%
1,757
– –
11 12
13
14 15

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.