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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
301
GE Aerospace
GE
$364B
$124K 0.02%
3,999
-834
-17% -$27.1K
STM icon
302
STMicroelectronics
STM
$43.1B
$123K 0.02%
4,000
– –
DLS icon
303
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$122K 0.02%
2,042
– –
APH icon
304
Amphenol
APH
$185B
$121K 0.02%
4,472
– –
MTCH icon
305
Match Group
MTCH
$9.19B
$120K 0.02%
+1,083
New +$115K
VFC icon
306
VF Corp
VFC
$5.92B
$119K 0.02%
1,690
-760
-31% -$49.1K
GOVT icon
307
iShares US Treasury Bond ETF
GOVT
$43.7B
$118K 0.02%
4,229
– –
ROK icon
308
Rockwell Automation
ROK
$51.1B
$116K 0.02%
525
– –
DES icon
309
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$116K 0.02%
5,480
– –
C icon
310
Citigroup
C
$213B
$115K 0.02%
2,676
-246
-8% -$12.3K
VPU
311
Vanguard Utilities ETF
VPU
$8.56B
$115K 0.02%
892
– –
KR icon
312
Kroger
KR
$36.7B
$114K 0.02%
3,368
– –
TMO icon
313
Thermo Fisher Scientific
TMO
$214B
$110K 0.02%
249
– –
IEF icon
314
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$110K 0.02%
900
– –
ETN icon
315
Eaton
ETN
$141B
$110K 0.02%
1,074
– –
COO icon
316
Cooper Companies
COO
$14.2B
$110K 0.02%
+1,300
New +$99.7K
UL icon
317
Unilever
UL
$142B
$106K 0.02%
1,533
– –
BABA icon
318
Alibaba
BABA
$276B
$101K 0.02%
345
-24
-7% -$6.32K
RMD icon
319
ResMed
RMD
$31.1B
$101K 0.02%
589
– –
XLB icon
320
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$100K 0.02%
3,152
-112
-3% -$3.48K
GILD icon
321
Gilead Sciences
GILD
$165B
$100K 0.02%
1,583
– –
PPL
322
PPL Corp
PPL
$26.9B
$99K 0.02%
3,638
– –
TGNA
323
DELISTED
TEGNA Inc
TGNA
$98.1K 0.02%
8,349
-3,777
-31% -$44.9K
RFG icon
324
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$330M
$96K 0.02%
2,850
– –
EFX icon
325
Equifax
EFX
$22B
$95.1K 0.02%
606
– –
11 12
13
14 15

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.