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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
276
Synopsys
SNPS
$73.6B
$200K 0.03%
669
– –
BSV icon
277
Vanguard Short-Term Bond ETF
BSV
$44.7B
$200K 0.03%
2,435
-199
-8% -$16.4K
CDW icon
278
CDW
CDW
$18.2B
$193K 0.02%
1,060
– –
SPHD icon
279
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$193K 0.02%
4,553
– –
CB icon
280
Chubb
CB
$141B
$192K 0.02%
1,109
-304
-22% -$53.3K
C icon
281
Citigroup
C
$221B
$191K 0.02%
2,726
-73
-3% -$5.1K
CME icon
282
CME Group
CME
$93.2B
$189K 0.02%
975
– –
COF icon
283
Capital One
COF
$129B
$188K 0.02%
1,162
-375
-24% -$61.2K
AWK icon
284
American Water Works
AWK
$27B
$188K 0.02%
1,113
– –
MET icon
285
MetLife
MET
$62.6B
$188K 0.02%
3,040
-137
-4% -$8.25K
BIV icon
286
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$187K 0.02%
2,090
– –
CNC icon
287
Centene
CNC
$31.5B
$187K 0.02%
3,000
– –
VEU icon
288
Vanguard FTSE All-World ex-US ETF
VEU
$65.5B
$184K 0.02%
3,025
– –
SSB icon
289
SouthState Bank Corp
SSB
$10.3B
$184K 0.02%
2,468
-500
-17% -$35.6K
NEA icon
290
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$178K 0.02%
11,712
– –
BBY icon
291
Best Buy
BBY
$18.8B
$176K 0.02%
1,663
-200
-11% -$22.5K
CTVA icon
292
Corteva
CTVA
$59.5B
$175K 0.02%
4,153
-361
-8% -$15.6K
XBI icon
293
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$175K 0.02%
1,390
-150
-10% -$19.3K
STM icon
294
STMicroelectronics
STM
$44.8B
$175K 0.02%
4,000
– –
ETN icon
295
Eaton
ETN
$149B
$173K 0.02%
1,157
– –
SCHM icon
296
Schwab US Mid-Cap ETF
SCHM
$14.5B
$172K 0.02%
6,750
– –
XEL icon
297
Xcel Energy
XEL
$50.7B
$172K 0.02%
2,753
-100
-4% -$6.76K
CNI icon
298
Canadian National Railway
CNI
$78B
$171K 0.02%
1,480
– –
HOMB icon
299
Home BancShares
HOMB
$6.3B
$170K 0.02%
7,229
– –
MTCH icon
300
Match Group
MTCH
$9.2B
$170K 0.02%
1,083
– –
10 11
12
13 14

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.