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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
276
MetLife
MET
$62.7B
$193K 0.03%
3,177
-368
-10% -$20.3K
CNC icon
277
Centene
CNC
$31.6B
$192K 0.03%
3,000
– –
BBY icon
278
Best Buy
BBY
$18.9B
$191K 0.03%
1,663
+51
+3% +$5.71K
HSY icon
279
Hershey
HSY
$37.2B
$190K 0.03%
1,200
– –
HCA icon
280
HCA Healthcare
HCA
$92.8B
$189K 0.03%
1,005
+459
+84% +$80.9K
LHX icon
281
L3Harris
LHX
$56.9B
$186K 0.03%
916
– –
VEU icon
282
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$184K 0.03%
3,025
– –
LEN icon
283
Lennar Class A
LEN
$21.1B
$182K 0.03%
1,859
– –
IYW icon
284
iShares US Technology ETF
IYW
$23B
$181K 0.03%
2,060
– –
FDS icon
285
Factset
FDS
$10.1B
$180K 0.03%
584
-7
-1% -$2.21K
IONS icon
286
Ionis Pharmaceuticals
IONS
$9.14B
$180K 0.03%
4,000
– –
DTE icon
287
DTE Energy
DTE
$30.4B
$177K 0.02%
1,565
– –
NEA icon
288
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$174K 0.02%
11,712
-300
-2% -$4.44K
ADM icon
289
Archer Daniels Midland
ADM
$40.1B
$173K 0.02%
3,035
+87
+3% +$4.78K
CNI icon
290
Canadian National Railway
CNI
$78.3B
$172K 0.02%
1,480
– –
VCSH icon
291
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$171K 0.02%
2,075
– –
DES icon
292
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$171K 0.02%
5,480
– –
VTV icon
293
Vanguard Value ETF
VTV
$190B
$170K 0.02%
1,293
+437
+51% +$54.8K
XLY icon
294
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$169K 0.02%
2,010
+182
+10% +$15.1K
SCHM icon
295
Schwab US Mid-Cap ETF
SCHM
$14.5B
$167K 0.02%
6,750
– –
AWK icon
296
American Water Works
AWK
$27B
$167K 0.02%
1,113
-500
-31% -$75.8K
SNPS icon
297
Synopsys
SNPS
$73.5B
$166K 0.02%
669
– –
RSG icon
298
Republic Services
RSG
$66.6B
$164K 0.02%
1,650
– –
TGNA
299
DELISTED
TEGNA Inc
TGNA
$162K 0.02%
8,597
+248
+3% +$4.35K
ETN icon
300
Eaton
ETN
$150B
$158K 0.02%
1,139
+80
+8% +$10.3K
10 11
12
13 14

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.