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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
276
Synopsys
SNPS
$73.5B
$173K 0.03%
669
– –
LHX icon
277
L3Harris
LHX
$56.9B
$173K 0.03%
916
– –
VCSH icon
278
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$173K 0.03%
2,075
– –
SPHD icon
279
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$171K 0.03%
4,553
– –
MET icon
280
MetLife
MET
$62.7B
$166K 0.03%
3,545
-609
-15% -$26.4K
MTCH icon
281
Match Group
MTCH
$9.16B
$164K 0.02%
1,083
– –
CNI icon
282
Canadian National Railway
CNI
$78.3B
$163K 0.02%
1,480
– –
DTE icon
283
DTE Energy
DTE
$30.4B
$162K 0.02%
1,565
-118
-7% -$12.4K
BBY icon
284
Best Buy
BBY
$18.9B
$161K 0.02%
1,612
– –
RSG icon
285
Republic Services
RSG
$66.6B
$159K 0.02%
1,650
– –
CDW icon
286
CDW
CDW
$18.4B
$158K 0.02%
1,201
– –
ALB icon
287
Albemarle
ALB
$13.3B
$154K 0.02%
1,046
+151
+17% +$17.9K
SCHM icon
288
Schwab US Mid-Cap ETF
SCHM
$14.5B
$153K 0.02%
6,750
– –
WFC icon
289
Wells Fargo
WFC
$263B
$153K 0.02%
5,074
-10,553
-68% -$273K
O icon
290
Realty Income
O
$61.3B
$150K 0.02%
2,487
+208
+9% +$12.3K
ADM icon
291
Archer Daniels Midland
ADM
$40.1B
$149K 0.02%
2,948
– –
STM icon
292
STMicroelectronics
STM
$44.7B
$148K 0.02%
4,000
– –
XLY icon
293
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$147K 0.02%
1,828
+60
+3% +$4.63K
APH icon
294
Amphenol
APH
$177B
$146K 0.02%
4,472
– –
SPSB icon
295
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$146K 0.02%
4,655
– –
DES icon
296
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$146K 0.02%
5,480
– –
IECS
297
DELISTED
iShares Evolved U.S. Consumer Staples ETF
IECS
$146K 0.02%
+4,700
New +$141K
VFC icon
298
VF Corp
VFC
$7.16B
$144K 0.02%
1,690
– –
TAK icon
299
Takeda Pharmaceutical
TAK
$56B
$144K 0.02%
7,898
– –
DLS icon
300
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$139K 0.02%
2,042
– –
10 11
12
13 14

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.