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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+7.22%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$655M
AUM Growth
–
Cap. Flow
+$632M
Cap. Flow %
96.47%
Top 10 Hldgs %
24.38%
Holding
802
New
802
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.5M
2
AAPL icon
Apple
AAPL
+$19.3M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$16M
4
NEE icon
NextEra Energy
NEE
+$15.6M
5
HD icon
Home Depot
HD
+$14.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 11.89%
2 Financials 10.73%
3 Healthcare 9.5%
4 Industrials 8.84%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTE icon
276
DTE Energy
DTE
$30.4B
$186K 0.03%
+1,683
New +$182K
VB icon
277
Vanguard Small-Cap ETF
VB
$80.2B
$185K 0.03%
+1,118
New +$178K
ET icon
278
Energy Transfer Partners
ET
$69.5B
$183K 0.03%
+14,263
New +$176K
EOG icon
279
EOG Resources
EOG
$74.4B
$182K 0.03%
+2,175
New +$159K
LHX icon
280
L3Harris
LHX
$56.9B
$182K 0.03%
+920
New +$185K
VGT icon
281
Vanguard Information Technology ETF
VGT
$136B
$180K 0.03%
+5,880
New +$168K
AWK icon
282
American Water Works
AWK
$27B
$180K 0.03%
+1,463
New +$177K
ESG icon
283
FlexShares STOXX US ESG Select Index Fund
ESG
$132M
$177K 0.03%
+2,305
New +$169K
OGE icon
284
OGE Energy
OGE
$10.2B
$177K 0.03%
+3,975
New +$172K
HSY icon
285
Hershey
HSY
$37.2B
$176K 0.03%
+1,200
New +$178K
AZO icon
286
AutoZone
AZO
$50.9B
$175K 0.03%
+147
New +$170K
IWV icon
287
iShares Russell 3000 ETF
IWV
$19.5B
$174K 0.03%
+922
New +$166K
NEA icon
288
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$173K 0.03%
+12,012
New +$171K
EWSC
289
DELISTED
Invesco S&P SmallCap 600 Equal Weight ETF
EWSC
$172K 0.03%
+3,026
New +$165K
IYH icon
290
iShares US Healthcare ETF
IYH
$3.46B
$171K 0.03%
+3,970
New +$160K
SPYG icon
291
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.4B
$171K 0.03%
+4,086
New +$164K
GRPM icon
292
Invesco S&P MidCap 400 GARP ETF
GRPM
$492M
$171K 0.03%
+2,531
New +$164K
ASML icon
293
ASML
ASML
$608B
$170K 0.03%
+575
New +$155K
SNY icon
294
Sanofi
SNY
$109B
$170K 0.03%
+3,382
New +$158K
AIG icon
295
American International
AIG
$42.9B
$169K 0.03%
+3,297
New +$175K
VCSH icon
296
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$168K 0.03%
+2,075
New +$168K
AMJ
297
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$168K 0.03%
+7,700
New +$166K
XIFR
298
XPLR Infrastructure LP
XIFR
$1.11B
$167K 0.03%
+3,175
New +$165K
FDS icon
299
Factset
FDS
$10.1B
$167K 0.03%
+623
New +$160K
ETR icon
300
Entergy
ETR
$52.4B
$167K 0.03%
+2,780
New +$164K
10 11
12
13 14

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2019 Portfolio in Review

Q4 2019 is the first quarter with a 13F filing on record for Caldwell Trust, which disclosed 802 positions worth $655M. Its ten largest holdings account for 24% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 72,932 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2019 buy was State Street SPDR S&P 500 ETF Trust: 72,932 shares worth $23.5M.
  • Caldwell Trust's ten largest holdings make up 24% of its $655M portfolio in Q4 2019.
  • Caldwell Trust disclosed 802 positions in Q4 2019, its first 13F filing on record.

Based on Caldwell Trust's 13F filing for Q4 2019, filed 6 Oct 2025.