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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
251
Ameriprise Financial
AMP
$48.3B
$278K 0.04%
842
+376
+81% +$128K
IEMG icon
252
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$276K 0.04%
5,791
– –
BP icon
253
BP
BP
$108B
$273K 0.04%
7,040
-400
-5% -$14.8K
XLRE icon
254
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.78B
$272K 0.04%
7,970
+117
+1% +$4.33K
MNST icon
255
Monster Beverage
MNST
$95.7B
$266K 0.04%
5,016
-540
-10% -$30.7K
TFC icon
256
Truist Financial
TFC
$64.4B
$264K 0.04%
9,233
-3,442
-27% -$106K
CSX icon
257
CSX Corp
CSX
$95.1B
$259K 0.04%
8,418
-48
-0.6% -$1.52K
SHEL icon
258
Shell
SHEL
$239B
$256K 0.04%
3,982
– –
IYH icon
259
iShares US Healthcare ETF
IYH
$3.46B
$255K 0.03%
4,720
-75
-2% -$4.19K
HYG icon
260
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$251K 0.03%
3,404
-11,000
-76% -$821K
DOW icon
261
Dow Inc
DOW
$21B
$250K 0.03%
4,852
– –
TXN icon
262
Texas Instruments
TXN
$255B
$250K 0.03%
1,570
-56
-3% -$9.55K
VGT icon
263
Vanguard Information Technology ETF
VGT
$136B
$249K 0.03%
4,800
– –
ELV icon
264
Elevance Health
ELV
$83.4B
$248K 0.03%
569
– –
IBB icon
265
iShares Biotechnology ETF
IBB
$9.52B
$244K 0.03%
1,992
-54
-3% -$6.87K
MQY icon
266
BlackRock MuniYield Quality Fund
MQY
$811M
$243K 0.03%
23,710
-4,636
-16% -$52.1K
AVY icon
267
Avery Dennison
AVY
$12.9B
$242K 0.03%
1,323
– –
AJG icon
268
Arthur J. Gallagher & Co
AJG
$67.6B
$237K 0.03%
1,041
+275
+36% +$61.6K
DNP icon
269
DNP Select Income Fund
DNP
$4.14B
$232K 0.03%
24,400
– –
VOE icon
270
Vanguard Mid-Cap Value ETF
VOE
$24B
$231K 0.03%
1,764
-155
-8% -$21.5K
FLRN icon
271
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$228K 0.03%
7,416
– –
TGT icon
272
Target
TGT
$65.4B
$227K 0.03%
2,054
-256
-11% -$32.5K
VOT icon
273
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$226K 0.03%
1,162
+160
+16% +$32.7K
VTEB icon
274
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$226K 0.03%
4,704
– –
XLB icon
275
State Street Materials Select Sector SPDR ETF
XLB
$8.84B
$225K 0.03%
5,728
-22
-0.4% -$904
9 10
11
12 13

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.