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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
251
iShares Floating Rate Bond ETF
FLOT
$10.2B
$258K 0.04%
5,128
-1,500
-23% -$75.3K
CTVA icon
252
Corteva
CTVA
$59.7B
$252K 0.04%
4,294
+615
+17% +$38.9K
VWO icon
253
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$252K 0.04%
6,474
-600
-8% -$22.9K
ADM icon
254
Archer Daniels Midland
ADM
$39.9B
$250K 0.04%
2,692
-340
-11% -$31.4K
CNC icon
255
Centene
CNC
$31.5B
$246K 0.03%
3,000
– –
FLRN icon
256
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$243K 0.03%
7,986
-1,500
-16% -$45.5K
AVY icon
257
Avery Dennison
AVY
$12.9B
$239K 0.03%
1,323
-40
-3% -$7.13K
YUMC icon
258
Yum China
YUMC
$15.6B
$239K 0.03%
4,365
– –
ETN icon
259
Eaton
ETN
$149B
$234K 0.03%
1,490
-38
-2% -$5.83K
TRV icon
260
Travelers Companies
TRV
$82.6B
$232K 0.03%
1,240
+49
+4% +$8.81K
CME icon
261
CME Group
CME
$93.2B
$231K 0.03%
1,375
+355
+35% +$61.7K
NTRS icon
262
Northern Trust
NTRS
$22.2B
$229K 0.03%
2,587
– –
IEMG icon
263
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$226K 0.03%
4,846
+427
+10% +$19.4K
IWP icon
264
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$226K 0.03%
2,698
-2,026
-43% -$171K
PFM icon
265
Invesco Dividend Achievers ETF
PFM
$799M
$225K 0.03%
6,148
– –
FITB
266
Fifth Third Bancorp
FITB
$52.2B
$223K 0.03%
6,807
-66
-1% -$2.25K
VHT icon
267
Vanguard Health Care ETF
VHT
$18.6B
$223K 0.03%
900
– –
SON icon
268
Sonoco
SON
$5.95B
$221K 0.03%
3,644
– –
DOW icon
269
Dow Inc
DOW
$20.9B
$220K 0.03%
4,357
-155
-3% -$7.57K
SNPS icon
270
Synopsys
SNPS
$73.8B
$214K 0.03%
669
– –
CDW icon
271
CDW
CDW
$18.3B
$213K 0.03%
1,190
– –
SCHM icon
272
Schwab US Mid-Cap ETF
SCHM
$14.5B
$211K 0.03%
9,645
– –
BIIB icon
273
Biogen
BIIB
$29.8B
$211K 0.03%
761
– –
EWH icon
274
iShares MSCI Hong Kong ETF
EWH
$1.24B
$210K 0.03%
10,000
– –
XLB icon
275
State Street Materials Select Sector SPDR ETF
XLB
$8.84B
$210K 0.03%
5,402
– –
9 10
11
12 13

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.