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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
251
Expeditors International
EXPD
$22.4B
$261K 0.03%
1,940
– –
DOW icon
252
Dow Inc
DOW
$20.8B
$259K 0.03%
4,567
-47
-1% -$2.68K
NEA icon
253
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$259K 0.03%
16,590
+4,878
+42% +$74.2K
MCO icon
254
Moody's
MCO
$83.9B
$258K 0.03%
660
– –
SDY icon
255
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$254K 0.03%
1,967
– –
IVW icon
256
iShares S&P 500 Growth ETF
IVW
$71.9B
$253K 0.03%
3,020
– –
DD icon
257
DuPont de Nemours
DD
$19B
$251K 0.03%
2,473
-92
-4% -$8.76K
CNC icon
258
Centene
CNC
$31.6B
$247K 0.03%
3,000
– –
TSM icon
259
TSMC
TSM
$2.03T
$247K 0.03%
2,050
– –
SNPS icon
260
Synopsys
SNPS
$73.5B
$247K 0.03%
669
– –
BIIB icon
261
Biogen
BIIB
$30.4B
$245K 0.03%
1,023
-35
-3% -$9K
PFM icon
262
Invesco Dividend Achievers ETF
PFM
$799M
$244K 0.03%
6,148
– –
CDW icon
263
CDW
CDW
$18.4B
$244K 0.03%
1,190
+130
+12% +$24.7K
FNB icon
264
FNB Corp
FNB
$6.81B
$243K 0.03%
20,000
– –
TRU icon
265
TransUnion
TRU
$16.2B
$237K 0.03%
2,000
-465
-19% -$53.3K
FDS icon
266
Factset
FDS
$10.1B
$234K 0.03%
482
-70
-13% -$31.4K
EW icon
267
Edwards Lifesciences
EW
$48.2B
$233K 0.03%
1,800
– –
EWH icon
268
iShares MSCI Hong Kong ETF
EWH
$1.24B
$232K 0.03%
10,000
– –
BALL icon
269
Ball Corp
BALL
$17.8B
$232K 0.03%
2,406
– –
BCE icon
270
BCE
BCE
$20.3B
$225K 0.03%
4,320
+45
+1% +$2.3K
CME icon
271
CME Group
CME
$93.5B
$223K 0.03%
975
– –
VOE icon
272
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$221K 0.03%
1,468
– –
GS icon
273
Goldman Sachs
GS
$305B
$219K 0.03%
573
-108
-16% -$42.8K
CB icon
274
Chubb
CB
$141B
$219K 0.03%
1,131
+22
+2% +$4.13K
FDX icon
275
FedEx
FDX
$74B
$219K 0.03%
845
+132
+19% +$31.7K
9 10
11
12 13

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.