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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCE icon
251
BCE
BCE
$20.3B
$231K 0.03%
5,125
– –
FDX icon
252
FedEx
FDX
$74B
$227K 0.03%
798
-20
-2% -$5.15K
SPEM icon
253
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$225K 0.03%
+5,140
New +$230K
CB icon
254
Chubb
CB
$141B
$223K 0.03%
1,413
– –
IVW icon
255
iShares S&P 500 Growth ETF
IVW
$71.9B
$221K 0.03%
3,400
– –
XLNX
256
DELISTED
Xilinx Inc
XLNX
$221K 0.03%
1,783
+105
+6% +$14K
SDY icon
257
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$220K 0.03%
1,867
+200
+12% +$22.4K
PANW icon
258
Palo Alto Networks
PANW
$260B
$219K 0.03%
4,074
+900
+28% +$53.5K
SWKS icon
259
Skyworks Solutions
SWKS
$9.73B
$218K 0.03%
1,187
– –
BSV icon
260
Vanguard Short-Term Bond ETF
BSV
$44.7B
$216K 0.03%
2,634
+435
+20% +$35.9K
CTVA icon
261
Corteva
CTVA
$59.5B
$215K 0.03%
4,612
-263
-5% -$11.6K
BALL icon
262
Ball Corp
BALL
$17.8B
$215K 0.03%
2,534
– –
GS icon
263
Goldman Sachs
GS
$305B
$214K 0.03%
654
+171
+35% +$53.2K
PFM icon
264
Invesco Dividend Achievers ETF
PFM
$799M
$213K 0.03%
6,148
– –
XEL icon
265
Xcel Energy
XEL
$50.1B
$211K 0.03%
3,179
+56
+2% +$3.54K
EXPD icon
266
Expeditors International
EXPD
$22.4B
$209K 0.03%
1,940
– –
XBI icon
267
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$206K 0.03%
1,520
– –
CME icon
268
CME Group
CME
$93.5B
$203K 0.03%
992
– –
IWV icon
269
iShares Russell 3000 ETF
IWV
$19.5B
$202K 0.03%
852
– –
C icon
270
Citigroup
C
$222B
$199K 0.03%
2,739
-163
-6% -$10.9K
CDW icon
271
CDW
CDW
$18.4B
$199K 0.03%
1,201
– –
MCO icon
272
Moody's
MCO
$83.9B
$197K 0.03%
660
– –
COF icon
273
Capital One
COF
$130B
$196K 0.03%
1,537
+312
+25% +$36.8K
HOMB icon
274
Home BancShares
HOMB
$6.31B
$196K 0.03%
7,229
-5,469
-43% -$131K
SPHD icon
275
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$195K 0.03%
4,553
– –
9 10
11
12 13

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.