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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
251
Xcel Energy
XEL
$50.1B
$208K 0.03%
3,123
-25
-0.8% -$1.74K
TDOC icon
252
Teladoc Health
TDOC
$1.69B
$205K 0.03%
+1,025
New +$208K
AZO icon
253
AutoZone
AZO
$50.9B
$204K 0.03%
172
+25
+17% +$29K
PFM icon
254
Invesco Dividend Achievers ETF
PFM
$799M
$202K 0.03%
6,148
– –
FDS icon
255
Factset
FDS
$10.1B
$197K 0.03%
591
– –
TLT icon
256
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$195K 0.03%
1,238
-1,636
-57% -$260K
MCO icon
257
Moody's
MCO
$83.9B
$192K 0.03%
660
+105
+19% +$29.4K
IWV icon
258
iShares Russell 3000 ETF
IWV
$19.5B
$190K 0.03%
852
– –
FNB icon
259
FNB Corp
FNB
$6.81B
$190K 0.03%
20,000
-2,000
-9% -$16.9K
CTVA icon
260
Corteva
CTVA
$59.5B
$189K 0.03%
4,875
-213
-4% -$7.61K
PANW icon
261
Palo Alto Networks
PANW
$260B
$188K 0.03%
3,174
– –
LULU icon
262
lululemon athletica
LULU
$13.7B
$188K 0.03%
539
+79
+17% +$27.4K
EXPD icon
263
Expeditors International
EXPD
$22.4B
$185K 0.03%
1,940
– –
HSY icon
264
Hershey
HSY
$37.2B
$183K 0.03%
1,200
– –
BSV icon
265
Vanguard Short-Term Bond ETF
BSV
$44.7B
$182K 0.03%
2,199
– –
SWKS icon
266
Skyworks Solutions
SWKS
$9.73B
$181K 0.03%
1,187
– –
NEA icon
267
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$181K 0.03%
12,012
– –
CME icon
268
CME Group
CME
$93.5B
$181K 0.03%
992
– –
CNC icon
269
Centene
CNC
$31.6B
$180K 0.03%
3,000
– –
C icon
270
Citigroup
C
$222B
$179K 0.03%
2,902
+226
+8% +$11.5K
SDY icon
271
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$177K 0.03%
1,667
-300
-15% -$30.4K
VEU icon
272
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$177K 0.03%
3,025
– –
SRE icon
273
Sempra
SRE
$59.2B
$176K 0.03%
2,760
– –
SNY icon
274
Sanofi
SNY
$109B
$176K 0.03%
3,614
-57
-2% -$2.81K
IYW icon
275
iShares US Technology ETF
IYW
$23B
$175K 0.03%
2,060
– –
9 10
11
12 13

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.