We are live on ! Find out more
CT

Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
251
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$182K 0.03%
1,967
-170
-8% -$16K
ELV icon
252
Elevance Health
ELV
$81.5B
$179K 0.03%
668
-100
-13% -$26.9K
BBY icon
253
Best Buy
BBY
$19B
$179K 0.03%
1,612
+48
+3% +$4.91K
FDX icon
254
FedEx
FDX
$73B
$177K 0.03%
703
-50
-7% -$10K
EXPD icon
255
Expeditors International
EXPD
$22.3B
$176K 0.03%
1,940
– –
CNC icon
256
Centene
CNC
$30.5B
$175K 0.03%
3,000
– –
XLNX
257
DELISTED
Xilinx Inc
XLNX
$175K 0.03%
1,678
– –
AZO icon
258
AutoZone
AZO
$51.3B
$173K 0.03%
147
– –
SWKS icon
259
Skyworks Solutions
SWKS
$9.2B
$173K 0.03%
1,187
-46
-4% -$6.4K
NEA icon
260
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$172K 0.03%
12,012
– –
HSY icon
261
Hershey
HSY
$37.3B
$172K 0.03%
1,200
– –
VCSH icon
262
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$172K 0.03%
2,075
– –
NUE icon
263
Nucor
NUE
$58.3B
$170K 0.03%
3,781
-2,494
-40% -$110K
XBI icon
264
State Street SPDR S&P Biotech ETF
XBI
$10B
$169K 0.03%
1,520
+160
+12% +$17.9K
IWV icon
265
iShares Russell 3000 ETF
IWV
$19.2B
$167K 0.03%
852
-30
-3% -$5.8K
TSM icon
266
TSMC
TSM
$1.94T
$166K 0.03%
2,050
-500
-20% -$38K
CME icon
267
CME Group
CME
$95.4B
$166K 0.03%
992
+250
+34% +$42.1K
DTE icon
268
DTE Energy
DTE
$29.9B
$165K 0.03%
1,683
– –
CB icon
269
Chubb
CB
$140B
$164K 0.03%
1,413
-70
-5% -$8.79K
FITB
270
Fifth Third Bancorp
FITB
$51.3B
$164K 0.03%
7,677
-188
-2% -$3.78K
SRE icon
271
Sempra
SRE
$58.1B
$163K 0.03%
2,760
– –
MCO icon
272
Moody's
MCO
$83.7B
$161K 0.03%
555
– –
CNI icon
273
Canadian National Railway
CNI
$78.5B
$158K 0.03%
1,480
– –
LHX icon
274
L3Harris
LHX
$55.4B
$156K 0.03%
916
-4
-0.4% -$702
IYW icon
275
iShares US Technology ETF
IYW
$22.6B
$155K 0.03%
2,060
+800
+63% +$58.4K
9 10
11
12 13

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.