We are live on ! Find out more
CT

Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
226
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$377K 0.04%
1,337
-5
-0.4% -$1.43K
IBB icon
227
iShares Biotechnology ETF
IBB
$9.55B
$376K 0.04%
2,466
+89
+4% +$13.8K
LQD icon
228
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$367K 0.04%
2,771
+14
+0.5% +$1.86K
CSX icon
229
CSX Corp
CSX
$94.2B
$365K 0.04%
9,705
– –
SHOP icon
230
Shopify
SHOP
$169B
$364K 0.04%
2,640
+1,080
+69% +$158K
VNQ icon
231
Vanguard Real Estate ETF
VNQ
$40B
$357K 0.04%
3,076
-105
-3% -$11.5K
VMW
232
DELISTED
VMware, Inc
VMW
$352K 0.04%
3,041
+141
+5% +$18.5K
FITB
233
Fifth Third Bancorp
FITB
$52.4B
$334K 0.04%
7,677
– –
GIS icon
234
General Mills
GIS
$20.1B
$332K 0.04%
4,933
-115
-2% -$7.3K
HCA icon
235
HCA Healthcare
HCA
$92.8B
$330K 0.04%
1,284
+43
+3% +$10.5K
VGT icon
236
Vanguard Information Technology ETF
VGT
$136B
$328K 0.04%
5,720
– –
IYH icon
237
iShares US Healthcare ETF
IYH
$3.46B
$318K 0.04%
5,295
– –
ESG icon
238
FlexShares STOXX US ESG Select Index Fund
ESG
$132M
$318K 0.04%
2,735
– –
TXN icon
239
Texas Instruments
TXN
$253B
$312K 0.04%
1,653
-357
-18% -$68.5K
CGNX icon
240
Cognex
CGNX
$10B
$311K 0.04%
4,000
– –
NTRS icon
241
Northern Trust
NTRS
$22.2B
$309K 0.04%
2,587
– –
GE icon
242
GE Aerospace
GE
$377B
$307K 0.04%
5,221
– –
EOG icon
243
EOG Resources
EOG
$74.4B
$295K 0.03%
3,320
+45
+1% +$4.04K
AVY icon
244
Avery Dennison
AVY
$12.9B
$293K 0.03%
1,353
-105
-7% -$22.5K
ELV icon
245
Elevance Health
ELV
$83.7B
$290K 0.03%
625
– –
HUM icon
246
Humana
HUM
$46.7B
$288K 0.03%
621
– –
MNST icon
247
Monster Beverage
MNST
$95.6B
$274K 0.03%
5,710
+100
+2% +$4.45K
VTV icon
248
Vanguard Value ETF
VTV
$190B
$274K 0.03%
1,863
– –
ITA icon
249
iShares US Aerospace & Defense ETF
ITA
$14.5B
$272K 0.03%
2,642
-50
-2% -$5.21K
NAD icon
250
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$268K 0.03%
16,632
– –
8 9
10
11 12

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.