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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
226
American Electric Power
AEP
$72.9B
$357K 0.05%
4,401
+7
+0.2% +$611
FAST icon
227
Fastenal
FAST
$54.9B
$352K 0.04%
13,658
-500
-4% -$13.6K
SNY icon
228
Sanofi
SNY
$108B
$349K 0.04%
7,243
+1,278
+21% +$65K
GE icon
229
GE Aerospace
GE
$376B
$335K 0.04%
5,221
+800
+18% +$51.4K
FITB
230
Fifth Third Bancorp
FITB
$52.2B
$326K 0.04%
7,677
– –
VNQ icon
231
Vanguard Real Estate ETF
VNQ
$40.2B
$324K 0.04%
3,181
+211
+7% +$22.4K
CGNX icon
232
Cognex
CGNX
$9.99B
$321K 0.04%
4,000
– –
FIS icon
233
Fidelity National Information Services
FIS
$23.2B
$305K 0.04%
2,509
+178
+8% +$23.9K
AVY icon
234
Avery Dennison
AVY
$12.9B
$302K 0.04%
1,458
-10
-0.7% -$2.15K
GIS icon
235
General Mills
GIS
$20.1B
$302K 0.04%
5,048
-280
-5% -$16.5K
HCA icon
236
HCA Healthcare
HCA
$90.8B
$301K 0.04%
1,241
+76
+7% +$18.6K
BIIB icon
237
Biogen
BIIB
$29.8B
$299K 0.04%
1,058
-65
-6% -$21.3K
IYH icon
238
iShares US Healthcare ETF
IYH
$3.45B
$292K 0.04%
5,295
– –
CSX icon
239
CSX Corp
CSX
$95.3B
$289K 0.04%
9,705
+6,470
+200% +$207K
ESG icon
240
FlexShares STOXX US ESG Select Index Fund
ESG
$131M
$289K 0.04%
2,735
+3
+0.1% +$324
VGT icon
241
Vanguard Information Technology ETF
VGT
$136B
$287K 0.04%
5,720
– –
ITA icon
242
iShares US Aerospace & Defense ETF
ITA
$14.4B
$281K 0.04%
2,692
– –
NTRS icon
243
Northern Trust
NTRS
$22.2B
$279K 0.04%
2,587
-175
-6% -$19.9K
TRU icon
244
TransUnion
TRU
$16.5B
$277K 0.04%
2,465
– –
XLNX
245
DELISTED
Xilinx Inc
XLNX
$274K 0.03%
1,814
– –
PYPL icon
246
PayPal
PYPL
$51.8B
$269K 0.03%
1,034
-175
-14% -$49.7K
DOW icon
247
Dow Inc
DOW
$20.9B
$266K 0.03%
4,614
-433
-9% -$26.5K
EOG icon
248
EOG Resources
EOG
$74.5B
$263K 0.03%
3,275
+1,850
+130% +$135K
NAD icon
249
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$260K 0.03%
16,632
– –
GS icon
250
Goldman Sachs
GS
$307B
$257K 0.03%
681
+40
+6% +$15.6K
8 9
10
11 12

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.